Definitions tagged as

Laws & Regulation

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  1. Islamic Financial Services Board - IFSB

  2. ISO 14000

  3. ISO 9000

  4. Japan Association Of Securities Dealers Automated Quotation - Jasdaq

  5. Joint And Several Liability

  6. Judgment

  7. Jumpstart Our Business Startups Act - JOBS

  8. Jurisdiction Risk

  9. Katie Couric Clause

  10. Large Trader

  11. Legal Lending Limit

  12. Legal Rate Of Interest

  13. Legend

  14. Legislative Overkill

  15. Letter Of Comment

  16. Letters Patent

  17. Licensed For Reinsurance Only

  18. Lilly Ledbetter Fair Pay Act

  19. Limited Power Of Attorney - LPOA

  20. Liquidated Damages

  21. Listing Requirements

  22. Locked Market

  23. Loophole

  24. Loss Disallowance Rule - LDR

  25. Maintenance Margin

  26. Malfeasance

  27. Market Capitalization Rule

  28. Market Performance Committee

  29. Markets in Financial Instruments Directive - MiFID

  30. Master-Servant Rule

  31. Material Insider Information

  32. Mechanic's Lien

  33. Mineral Rights

  34. Minimum-Interest Rules

  35. Misappropriation Theory

  36. Multijurisdictional Disclosure System - MJDS

  37. National Association Of Securities Dealers - NASD

  38. National Market System Plan - NMSP

  39. National Treatment

  40. NCUA-Insured Institution

  41. Nevada Corporation

  42. No-Shop Clause

  43. Non-Covered Security

  44. Non-Disclosure Agreement - NDA

  45. Non-Negotiable

  46. Non-Open Market

  47. Non-Resident

  48. Nonfeasance

  49. Nonresident Alien

  50. Notice Filing

  51. Novation

  52. Office Of Thrift Supervision - OTS

  53. Oil Pollution Act Of 1990

  54. Ombudsman

  55. Ontario Securities Commission - OSC

  56. Open-Market Transaction

  57. Option Schedule

  58. Options Backdating

  59. Options Clearing Corporation - OCC

  60. Order Protection Rule

  61. Organic Act of the Department of Labor

  62. Over-The-Counter Bulletin Board - OTCBB

  63. Patent

  64. Patent Agent

  65. Patent Attorney

  66. Patent Pending

  67. Patent Reexamination

  68. Periodic Payment Plan Certificate

  69. Plant Patent

  70. Poop

  71. Power Of Attorney

  72. Power of Attorney of Property

  73. Pre-Syndicate Bid

  74. Preliminary Prospectus

  75. Preparer Tax Identification Number - PTIN

  76. Price Cap Regulation

  77. Primary Exchange

  78. Principal-Agent Relationship

  79. Private Securities Litigation Reform Act – PSLRA

  80. Pro-Tanto

  81. Promissory Estoppel

  82. Provisional Patent Application

  83. Proxy Statement

  84. Prudent Investor Act

  85. Prudent Investor Rule

  86. Prudent-Person Rule

  87. Public Offering

  88. Pujo Committee

  89. Punitive Damages

  90. Qualified Domestic Relations Order - QDRO

  91. Qualified Institutional Buyer - QIB

  92. Quiet Filing

  93. Quiet Period

  94. Quiet Title Action

  95. Rate Of Return Regulation

  96. Recourse

  97. Registered Investment Advisor - RIA

  98. Registrar

  99. Regulation 9

  100. Regulation A

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