Definitions tagged as

Laws & Regulation

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  1. Judgment

  2. Jumpstart Our Business Startups Act - JOBS

  3. Jurisdiction Risk

  4. Katie Couric Clause

  5. Large Trader

  6. Legal Lending Limit

  7. Legal Rate Of Interest

  8. Legend

  9. Legislative Overkill

  10. Letter Of Comment

  11. Letters Patent

  12. Lilly Ledbetter Fair Pay Act

  13. Limited Power Of Attorney - LPOA

  14. Liquidated Damages

  15. Listing Requirements

  16. Locked Market

  17. Loophole

  18. Loss Disallowance Rule - LDR

  19. Maintenance Margin

  20. Malfeasance

  21. Market Capitalization Rule

  22. Market Performance Committee

  23. Markets in Financial Instruments Directive - MiFID

  24. Master-Servant Rule

  25. Material Insider Information

  26. Mechanic's Lien

  27. Mineral Rights

  28. Minimum-Interest Rules

  29. Misappropriation Theory

  30. Multijurisdictional Disclosure System - MJDS

  31. National Association Of Securities Dealers - NASD

  32. National Market System Plan - NMSP

  33. National Treatment

  34. NCUA-Insured Institution

  35. Nevada Corporation

  36. No-Shop Clause

  37. Non-Covered Security

  38. Non-Disclosure Agreement - NDA

  39. Non-Negotiable

  40. Non-Open Market

  41. Non-Resident

  42. Nonfeasance

  43. Nonresident Alien

  44. Notice Filing

  45. Novation

  46. Office Of Thrift Supervision - OTS

  47. Oil Pollution Act Of 1990

  48. Ombudsman

  49. Ontario Securities Commission - OSC

  50. Open-Market Transaction

  51. Option Schedule

  52. Options Backdating

  53. Options Clearing Corporation - OCC

  54. Order Protection Rule

  55. Organic Act of the Department of Labor

  56. Over-The-Counter Bulletin Board - OTCBB

  57. Patent

  58. patent attorney

  59. Patent Pending

  60. Patent Reexamination

  61. Periodic Payment Plan Certificate

  62. Poop

  63. Power Of Attorney

  64. Power of Attorney of Property

  65. Pre-Syndicate Bid

  66. Preliminary Prospectus

  67. Preparer Tax Identification Number - PTIN

  68. Price Cap Regulation

  69. Primary Exchange

  70. Principal-Agent Relationship

  71. Private Securities Litigation Reform Act – PSLRA

  72. Pro-Tanto

  73. Promissory Estoppel

  74. Provisional Patent Application

  75. Proxy Statement

  76. Prudent Investor Act

  77. Prudent Investor Rule

  78. Prudent-Person Rule

  79. Public Offering

  80. Pujo Committee

  81. Punitive Damages

  82. Qualified Domestic Relations Order - QDRO

  83. Qualified Institutional Buyer - QIB

  84. Quiet Filing

  85. Quiet Period

  86. Quiet Title Action

  87. Rate Of Return Regulation

  88. Recourse

  89. Registered Investment Advisor - RIA

  90. Registrar

  91. Regulation 9

  92. Regulation A

  93. Regulation AA

  94. Regulation B

  95. Regulation BB

  96. Regulation C

  97. Regulation CC

  98. Regulation D - Reg D

  99. Regulation DD

  100. Regulation E

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