Definitions tagged as

Laws & Regulation

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  1. Investment Advisors Act Of 1940

  2. Investment Industry Regulatory Organization of Canada - IIROC

  3. Investor Protection Act

  4. IPO Lock-Up

  5. Islamic Financial Services Board - IFSB

  6. ISO 14000

  7. ISO 9000

  8. Japan Association Of Securities Dealers Automated Quotation - Jasdaq

  9. Joint And Several Liability

  10. Judgment

  11. Jumpstart Our Business Startups Act - JOBS

  12. Jurisdiction Risk

  13. Katie Couric Clause

  14. Large Trader

  15. Legal Lending Limit

  16. Legal Rate Of Interest

  17. Legend

  18. Legislative Overkill

  19. Letter Of Comment

  20. Letters Patent

  21. Licensed For Reinsurance Only

  22. Lilly Ledbetter Fair Pay Act

  23. Lilly Ledbetter Fair Pay Act

  24. Limited Power Of Attorney - LPOA

  25. Liquidated Damages

  26. Listing Requirements

  27. Locked Market

  28. Loophole

  29. Loss Disallowance Rule - LDR

  30. Maintenance Margin

  31. Malfeasance

  32. Market Capitalization Rule

  33. Market Performance Committee

  34. Markets in Financial Instruments Directive - MiFID

  35. Master-Servant Rule

  36. Material Insider Information

  37. Mechanic's Lien

  38. Mineral Rights

  39. Minimum-Interest Rules

  40. Misappropriation Theory

  41. Multijurisdictional Disclosure System - MJDS

  42. National Association Of Securities Dealers - NASD

  43. National Market System Plan - NMSP

  44. National Treatment

  45. NCUA-Insured Institution

  46. Nevada Corporation

  47. No-Shop Clause

  48. Non-Covered Security

  49. Non-Disclosure Agreement - NDA

  50. Non-Negotiable

  51. Non-Open Market

  52. Non-Resident

  53. Nonfeasance

  54. Nonresident Alien

  55. Notice Filing

  56. Novation

  57. Occupational Safety And Health Act

  58. Office Of Thrift Supervision - OTS

  59. Oil Pollution Act Of 1990

  60. Ombudsman

  61. Ontario Securities Commission - OSC

  62. Open-Market Transaction

  63. Options Backdating

  64. Option Schedule

  65. Options Clearing Corporation - OCC

  66. Order Protection Rule

  67. Organic Act of the Department of Labor

  68. Over-The-Counter Bulletin Board - OTCBB

  69. Patent

  70. Patent Agent

  71. Patent Attorney

  72. Patent Pending

  73. Patent Reexamination

  74. Periodic Payment Plan Certificate

  75. Plant Patent

  76. Poop

  77. Power Of Attorney

  78. Power of Attorney of Property

  79. Pre-Syndicate Bid

  80. Preliminary Prospectus

  81. Preparer Tax Identification Number - PTIN

  82. Price Cap Regulation

  83. Primary Exchange

  84. Principal-Agent Relationship

  85. Private Securities Litigation Reform Act – PSLRA

  86. Pro-Tanto

  87. Promissory Estoppel

  88. Provisional Patent Application

  89. Proxy Statement

  90. Prudent-Person Rule

  91. Prudent Investor Act

  92. Prudent Investor Rule

  93. Public Offering

  94. Pujo Committee

  95. Punitive Damages

  96. Qualified Domestic Relations Order - QDRO

  97. Qualified Institutional Buyer - QIB

  98. Quiet Filing

  99. Quiet Period

  100. Quiet Title Action

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