Definitions tagged as

Laws & Regulation

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  1. Investment Industry Regulatory Organization of Canada - IIROC

  2. Investor Protection Act

  3. IPO Lock-Up

  4. Islamic Financial Services Board - IFSB

  5. ISO 14000

  6. ISO 9000

  7. Japan Association Of Securities Dealers Automated Quotation - Jasdaq

  8. Joint And Several Liability

  9. Judgment

  10. Jumpstart Our Business Startups Act - JOBS

  11. Jurisdiction Risk

  12. Katie Couric Clause

  13. Large Trader

  14. Legal Lending Limit

  15. Legal Rate Of Interest

  16. Legend

  17. Legislative Overkill

  18. Letter Of Comment

  19. Letters Patent

  20. Licensed For Reinsurance Only

  21. Lilly Ledbetter Fair Pay Act

  22. Lilly Ledbetter Fair Pay Act

  23. Limited Power Of Attorney - LPOA

  24. Liquidated Damages

  25. Listing Requirements

  26. Locked Market

  27. Loophole

  28. Loss Disallowance Rule - LDR

  29. Maintenance Margin

  30. Malfeasance

  31. Market Capitalization Rule

  32. Market Performance Committee

  33. Markets in Financial Instruments Directive - MiFID

  34. Master-Servant Rule

  35. Material Insider Information

  36. Mechanic's Lien

  37. Mineral Rights

  38. Minimum-Interest Rules

  39. Misappropriation Theory

  40. Multijurisdictional Disclosure System - MJDS

  41. National Association Of Securities Dealers - NASD

  42. National Market System Plan - NMSP

  43. National Treatment

  44. NCUA-Insured Institution

  45. Nevada Corporation

  46. No-Shop Clause

  47. Non-Covered Security

  48. Non-Disclosure Agreement - NDA

  49. Non-Negotiable

  50. Non-Open Market

  51. Non-Resident

  52. Nonfeasance

  53. Nonresident Alien

  54. Notice Filing

  55. Novation

  56. Occupational Safety And Health Act

  57. Office Of Thrift Supervision - OTS

  58. Oil Pollution Act Of 1990

  59. Ombudsman

  60. Ontario Securities Commission - OSC

  61. Open-Market Transaction

  62. Options Backdating

  63. Option Schedule

  64. Options Clearing Corporation - OCC

  65. Order Protection Rule

  66. Organic Act of the Department of Labor

  67. Over-The-Counter Bulletin Board - OTCBB

  68. Patent

  69. Patent Agent

  70. Patent Attorney

  71. Patent Pending

  72. Patent Reexamination

  73. Periodic Payment Plan Certificate

  74. Plant Patent

  75. Poop

  76. Power Of Attorney

  77. Power of Attorney of Property

  78. Pre-Syndicate Bid

  79. Preliminary Prospectus

  80. Preparer Tax Identification Number - PTIN

  81. Price Cap Regulation

  82. Primary Exchange

  83. Principal-Agent Relationship

  84. Private Securities Litigation Reform Act – PSLRA

  85. Pro-Tanto

  86. Promissory Estoppel

  87. Provisional Patent Application

  88. Proxy Statement

  89. Prudent-Person Rule

  90. Prudent Investor Act

  91. Prudent Investor Rule

  92. Public Offering

  93. Pujo Committee

  94. Punitive Damages

  95. Qualified Domestic Relations Order - QDRO

  96. Qualified Institutional Buyer - QIB

  97. Quiet Filing

  98. Quiet Period

  99. Quiet Title Action

  100. Rate Of Return Regulation

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