Definitions tagged as

Laws & Regulation

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  1. Islamic Financial Services Board - IFSB

  2. ISO 14000

  3. ISO 9000

  4. Japan Association Of Securities Dealers Automated Quotation - Jasdaq

  5. Joint And Several Liability

  6. Judgment

  7. Jumpstart Our Business Startups Act - JOBS

  8. Jurisdiction Risk

  9. Katie Couric Clause

  10. Large Trader

  11. Legal Lending Limit

  12. Legal Rate Of Interest

  13. Legend

  14. Legislative Overkill

  15. Letter Of Comment

  16. Letters Patent

  17. Lilly Ledbetter Fair Pay Act

  18. Limited Power Of Attorney - LPOA

  19. Liquidated Damages

  20. Listing Requirements

  21. Locked Market

  22. Loophole

  23. Loss Disallowance Rule - LDR

  24. Maintenance Margin

  25. Malfeasance

  26. Market Capitalization Rule

  27. Market Performance Committee

  28. Markets in Financial Instruments Directive - MiFID

  29. Master-Servant Rule

  30. Material Insider Information

  31. Mechanic's Lien

  32. Mineral Rights

  33. Minimum-Interest Rules

  34. Misappropriation Theory

  35. Multijurisdictional Disclosure System - MJDS

  36. National Association Of Securities Dealers - NASD

  37. National Market System Plan - NMSP

  38. National Treatment

  39. NCUA-Insured Institution

  40. Nevada Corporation

  41. No-Shop Clause

  42. Non-Covered Security

  43. Non-Disclosure Agreement - NDA

  44. Non-Negotiable

  45. Non-Open Market

  46. Non-Resident

  47. Nonfeasance

  48. Nonresident Alien

  49. Notice Filing

  50. Novation

  51. Office Of Thrift Supervision - OTS

  52. Oil Pollution Act Of 1990

  53. Ombudsman

  54. Ontario Securities Commission - OSC

  55. Open-Market Transaction

  56. Option Schedule

  57. Options Backdating

  58. Options Clearing Corporation - OCC

  59. Order Protection Rule

  60. Organic Act of the Department of Labor

  61. Over-The-Counter Bulletin Board - OTCBB

  62. Patent

  63. Patent Agent

  64. Patent Attorney

  65. Patent Pending

  66. Patent Reexamination

  67. Periodic Payment Plan Certificate

  68. Plant Patent

  69. Poop

  70. Power Of Attorney

  71. Power of Attorney of Property

  72. Pre-Syndicate Bid

  73. Preliminary Prospectus

  74. Preparer Tax Identification Number - PTIN

  75. Price Cap Regulation

  76. Primary Exchange

  77. Principal-Agent Relationship

  78. Private Securities Litigation Reform Act – PSLRA

  79. Pro-Tanto

  80. Promissory Estoppel

  81. Provisional Patent Application

  82. Proxy Statement

  83. Prudent Investor Act

  84. Prudent Investor Rule

  85. Prudent-Person Rule

  86. Public Offering

  87. Pujo Committee

  88. Punitive Damages

  89. Qualified Domestic Relations Order - QDRO

  90. Qualified Institutional Buyer - QIB

  91. Quiet Filing

  92. Quiet Period

  93. Quiet Title Action

  94. Rate Of Return Regulation

  95. Recourse

  96. Registered Investment Advisor - RIA

  97. Registrar

  98. Regulation 9

  99. Regulation A

  100. Regulation AA

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