Definitions tagged as

Laws & Regulation

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  1. Joint And Several Liability

  2. Judgment

  3. Jumpstart Our Business Startups Act - JOBS

  4. Jurisdiction Risk

  5. Katie Couric Clause

  6. Large Trader

  7. Legal Lending Limit

  8. Legal Rate Of Interest

  9. Legend

  10. Legislative Overkill

  11. Letter Of Comment

  12. Letters Patent

  13. Lilly Ledbetter Fair Pay Act

  14. Limited Power Of Attorney - LPOA

  15. Liquidated Damages

  16. Listing Requirements

  17. Locked Market

  18. Loophole

  19. Loss Disallowance Rule - LDR

  20. Maintenance Margin

  21. Malfeasance

  22. Market Capitalization Rule

  23. Market Performance Committee

  24. Markets in Financial Instruments Directive - MiFID

  25. Master-Servant Rule

  26. Material Insider Information

  27. Mechanic's Lien

  28. Mineral Rights

  29. Minimum-Interest Rules

  30. Misappropriation Theory

  31. Multijurisdictional Disclosure System - MJDS

  32. National Association Of Securities Dealers - NASD

  33. National Market System Plan - NMSP

  34. National Treatment

  35. NCUA-Insured Institution

  36. Nevada Corporation

  37. No-Shop Clause

  38. Non-Covered Security

  39. Non-Disclosure Agreement - NDA

  40. Non-Negotiable

  41. Non-Open Market

  42. Non-Resident

  43. Nonfeasance

  44. Nonresident Alien

  45. Notice Filing

  46. Novation

  47. Office Of Thrift Supervision - OTS

  48. Oil Pollution Act Of 1990

  49. Ombudsman

  50. Ontario Securities Commission - OSC

  51. Open-Market Transaction

  52. Option Schedule

  53. Options Backdating

  54. Options Clearing Corporation - OCC

  55. Order Protection Rule

  56. Organic Act of the Department of Labor

  57. Over-The-Counter Bulletin Board - OTCBB

  58. Patent

  59. patent attorney

  60. Patent Pending

  61. Patent Reexamination

  62. Periodic Payment Plan Certificate

  63. Poop

  64. Power Of Attorney

  65. Power of Attorney of Property

  66. Pre-Syndicate Bid

  67. Preliminary Prospectus

  68. Preparer Tax Identification Number - PTIN

  69. Price Cap Regulation

  70. Primary Exchange

  71. Principal-Agent Relationship

  72. Private Securities Litigation Reform Act – PSLRA

  73. Pro-Tanto

  74. Promissory Estoppel

  75. Provisional Patent Application

  76. Proxy Statement

  77. Prudent Investor Act

  78. Prudent Investor Rule

  79. Prudent-Person Rule

  80. Public Offering

  81. Pujo Committee

  82. Punitive Damages

  83. Qualified Domestic Relations Order - QDRO

  84. Qualified Institutional Buyer - QIB

  85. Quiet Filing

  86. Quiet Period

  87. Quiet Title Action

  88. Rate Of Return Regulation

  89. Recourse

  90. Registered Investment Advisor - RIA

  91. Registrar

  92. Regulation 9

  93. Regulation A

  94. Regulation AA

  95. Regulation B

  96. Regulation BB

  97. Regulation C

  98. Regulation CC

  99. Regulation D - Reg D

  100. Regulation DD

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