Definitions tagged as

Laws & Regulation

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  1. Investor Protection Act

  2. IPO Lock-Up

  3. Islamic Financial Services Board - IFSB

  4. ISO 14000

  5. ISO 9000

  6. Japan Association Of Securities Dealers Automated Quotation - Jasdaq

  7. Joint And Several Liability

  8. Judgment

  9. Jumpstart Our Business Startups Act - JOBS

  10. Jurisdiction Risk

  11. Katie Couric Clause

  12. Large Trader

  13. Legal Lending Limit

  14. Legal Rate Of Interest

  15. Legend

  16. Legislative Overkill

  17. Letter Of Comment

  18. Letters Patent

  19. Licensed For Reinsurance Only

  20. Lilly Ledbetter Fair Pay Act

  21. Lilly Ledbetter Fair Pay Act

  22. Limited Power Of Attorney - LPOA

  23. Liquidated Damages

  24. Listing Requirements

  25. Locked Market

  26. Loophole

  27. Loss Disallowance Rule - LDR

  28. Maintenance Margin

  29. Malfeasance

  30. Market Capitalization Rule

  31. Market Performance Committee

  32. Markets in Financial Instruments Directive - MiFID

  33. Master-Servant Rule

  34. Material Insider Information

  35. Mechanic's Lien

  36. Mineral Rights

  37. Minimum-Interest Rules

  38. Misappropriation Theory

  39. Multijurisdictional Disclosure System - MJDS

  40. National Association Of Securities Dealers - NASD

  41. National Market System Plan - NMSP

  42. National Treatment

  43. NCUA-Insured Institution

  44. Nevada Corporation

  45. No-Shop Clause

  46. Non-Covered Security

  47. Non-Disclosure Agreement - NDA

  48. Non-Negotiable

  49. Non-Open Market

  50. Non-Resident

  51. Nonfeasance

  52. Nonresident Alien

  53. Notice Filing

  54. Novation

  55. Occupational Safety And Health Act

  56. Office Of Thrift Supervision - OTS

  57. Oil Pollution Act Of 1990

  58. Ombudsman

  59. Ontario Securities Commission - OSC

  60. Open-Market Transaction

  61. Options Backdating

  62. Option Schedule

  63. Options Clearing Corporation - OCC

  64. Order Protection Rule

  65. Organic Act of the Department of Labor

  66. Over-The-Counter Bulletin Board - OTCBB

  67. Patent

  68. Patent Agent

  69. Patent Attorney

  70. Patent Pending

  71. Patent Reexamination

  72. Periodic Payment Plan Certificate

  73. Plant Patent

  74. Poop

  75. Power Of Attorney

  76. Power of Attorney of Property

  77. Pre-Syndicate Bid

  78. Preliminary Prospectus

  79. Preparer Tax Identification Number - PTIN

  80. Price Cap Regulation

  81. Primary Exchange

  82. Principal-Agent Relationship

  83. Private Securities Litigation Reform Act – PSLRA

  84. Pro-Tanto

  85. Promissory Estoppel

  86. Provisional Patent Application

  87. Proxy Statement

  88. Prudent-Person Rule

  89. Prudent Investor Act

  90. Prudent Investor Rule

  91. Public Offering

  92. Pujo Committee

  93. Punitive Damages

  94. Qualified Domestic Relations Order - QDRO

  95. Qualified Institutional Buyer - QIB

  96. Quiet Filing

  97. Quiet Period

  98. Quiet Title Action

  99. Rate Of Return Regulation

  100. Recourse

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