Definitions tagged as

Laws & Regulation

  • Showing 201-300 of 679 items
  • <<
  • ...
  • 2
  • 3
  • 4
  • ...
  • 7
  • >>
  1. Intrastate Offering

  2. Investment Advisors Act Of 1940

  3. Investment Industry Regulatory Organization of Canada - IIROC

  4. Investor Protection Act

  5. IPO Lock-Up

  6. Islamic Financial Services Board - IFSB

  7. ISO 14000

  8. ISO 9000

  9. Japan Association Of Securities Dealers Automated Quotation - Jasdaq

  10. Joint And Several Liability

  11. Judgment

  12. Jumpstart Our Business Startups Act - JOBS

  13. Jurisdiction Risk

  14. Katie Couric Clause

  15. Large Trader

  16. Legal Lending Limit

  17. Legal Rate Of Interest

  18. Legend

  19. Legislative Overkill

  20. Letter Of Comment

  21. Letters Patent

  22. Licensed For Reinsurance Only

  23. Lilly Ledbetter Fair Pay Act

  24. Lilly Ledbetter Fair Pay Act

  25. Limited Power Of Attorney - LPOA

  26. Liquidated Damages

  27. Listing Requirements

  28. Locked Market

  29. Loophole

  30. Loss Disallowance Rule - LDR

  31. Maintenance Margin

  32. Malfeasance

  33. Market Capitalization Rule

  34. Market Performance Committee

  35. Markets in Financial Instruments Directive - MiFID

  36. Master-Servant Rule

  37. Material Insider Information

  38. Mechanic's Lien

  39. Mineral Rights

  40. Minimum-Interest Rules

  41. Misappropriation Theory

  42. Multijurisdictional Disclosure System - MJDS

  43. National Association Of Securities Dealers - NASD

  44. National Market System Plan - NMSP

  45. National Treatment

  46. NCUA-Insured Institution

  47. Nevada Corporation

  48. No-Shop Clause

  49. Non-Covered Security

  50. Non-Disclosure Agreement - NDA

  51. Non-Negotiable

  52. Non-Open Market

  53. Non-Resident

  54. Nonfeasance

  55. Nonresident Alien

  56. Notice Filing

  57. Novation

  58. Occupational Safety And Health Act

  59. Office Of Thrift Supervision - OTS

  60. Oil Pollution Act Of 1990

  61. Ombudsman

  62. Ontario Securities Commission - OSC

  63. Open-Market Transaction

  64. Options Backdating

  65. Option Schedule

  66. Options Clearing Corporation - OCC

  67. Order Protection Rule

  68. Organic Act of the Department of Labor

  69. Over-The-Counter Bulletin Board - OTCBB

  70. Patent

  71. Patent Agent

  72. Patent Attorney

  73. Patent Pending

  74. Patent Reexamination

  75. Periodic Payment Plan Certificate

  76. Plant Patent

  77. Poop

  78. Power Of Attorney

  79. Power of Attorney of Property

  80. Pre-Syndicate Bid

  81. Preliminary Prospectus

  82. Preparer Tax Identification Number - PTIN

  83. Price Cap Regulation

  84. Primary Exchange

  85. Principal-Agent Relationship

  86. Private Securities Litigation Reform Act – PSLRA

  87. Pro-Tanto

  88. Promissory Estoppel

  89. Provisional Patent Application

  90. Proxy Statement

  91. Prudent-Person Rule

  92. Prudent Investor Act

  93. Prudent Investor Rule

  94. Public Offering

  95. Pujo Committee

  96. Punitive Damages

  97. Qualified Domestic Relations Order - QDRO

  98. Qualified Institutional Buyer - QIB

  99. Quiet Filing

  100. Quiet Period

  • Showing 201-300 of 679 items
  • <<
  • ...
  • 2
  • 3
  • 4
  • ...
  • 7
  • >>
Trading Center