Definitions tagged as

Laws & Regulation

  • Showing 201-300 of 683 items
  • <<
  • ...
  • 2
  • 3
  • 4
  • ...
  • 7
  • >>
  1. International Securities Exchange - ISE

  2. Intrastate Offering

  3. Investment Advisers Act of 1940

  4. Investment Industry Regulatory Organization of Canada - IIROC

  5. Investor Protection Act

  6. IPO Lock-Up

  7. Islamic Financial Services Board - IFSB

  8. ISO 14000

  9. ISO 9000

  10. Japan Association Of Securities Dealers Automated Quotation - Jasdaq

  11. Joint And Several Liability

  12. Judgment

  13. Jumpstart Our Business Startups Act - JOBS

  14. Jurisdiction Risk

  15. Katie Couric Clause

  16. Large Trader

  17. Legal Lending Limit

  18. Legal Rate Of Interest

  19. Legend

  20. Legislative Overkill

  21. Letter Of Comment

  22. Letters Patent

  23. Licensed For Reinsurance Only

  24. Lilly Ledbetter Fair Pay Act

  25. Lilly Ledbetter Fair Pay Act

  26. Limited Power Of Attorney - LPOA

  27. Liquidated Damages

  28. Listing Requirements

  29. Locked Market

  30. Loophole

  31. Loss Disallowance Rule - LDR

  32. Mail Or Telephone Order Merchandise Rule

  33. Maintenance Margin

  34. Malfeasance

  35. Mandatory Binding Arbitration

  36. Market Capitalization Rule

  37. Market Performance Committee

  38. Markets in Financial Instruments Directive - MiFID

  39. Master-Servant Rule

  40. Material Insider Information

  41. Mechanic's Lien

  42. Mineral Rights

  43. Minimum-Interest Rules

  44. Misappropriation Theory

  45. Multijurisdictional Disclosure System - MJDS

  46. National Association Of Securities Dealers - NASD

  47. National Market System Plan - NMSP

  48. National Treatment

  49. NCUA-Insured Institution

  50. Nevada Corporation

  51. No-Shop Clause

  52. Non-Covered Security

  53. Non-Disclosure Agreement - NDA

  54. Non-Negotiable

  55. Non-Open Market

  56. Non-Resident

  57. Nonfeasance

  58. Nonresident Alien

  59. Notice Filing

  60. Novation

  61. Occupational Safety And Health Act

  62. Office Of Thrift Supervision - OTS

  63. Oil Pollution Act Of 1990

  64. Ombudsman

  65. Ontario Securities Commission - OSC

  66. Open-Market Transaction

  67. Options Backdating

  68. Option Schedule

  69. Options Clearing Corporation - OCC

  70. Order Protection Rule

  71. Organic Act of the Department of Labor

  72. Over-The-Counter Bulletin Board - OTCBB

  73. Patent

  74. Patent Agent

  75. Patent Attorney

  76. Patent Pending

  77. Patent Reexamination

  78. PCI Compliance

  79. Periodic Payment Plan Certificate

  80. Plant Patent

  81. Poop

  82. Power Of Attorney

  83. Power of Attorney of Property

  84. Pre-Syndicate Bid

  85. Preliminary Prospectus

  86. Preparer Tax Identification Number - PTIN

  87. Price Cap Regulation

  88. Primary Exchange

  89. Principal-Agent Relationship

  90. Private Securities Litigation Reform Act – PSLRA

  91. Pro-Tanto

  92. Promissory Estoppel

  93. Provisional Patent Application

  94. Proxy Statement

  95. Prudent-Person Rule

  96. Prudent Investor Act

  97. Prudent Investor Rule

  98. Public Offering

  99. Pujo Committee

  100. Punitive Damages

  • Showing 201-300 of 683 items
  • <<
  • ...
  • 2
  • 3
  • 4
  • ...
  • 7
  • >>
Trading Center
×

You are using adblocking software

Want access to all of Investopedia? Add us to your “whitelist”
so you'll never miss a feature!