Definitions tagged as

Laws & Regulation

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  1. Quiet Filing

  2. Quiet Period

  3. Quiet Title Action

  4. Rate Of Return Regulation

  5. Recourse

  6. Registered Investment Advisor - RIA

  7. Registrar

  8. Regulation 9

  9. Regulation A

  10. Regulation AA

  11. Regulation B

  12. Regulation BB

  13. Regulation C

  14. Regulation CC

  15. Regulation D - Reg D

  16. Regulation DD

  17. Regulation E

  18. Regulation EE

  19. Regulation F

  20. Regulation Fair Disclosure - Reg FD

  21. Regulation G

  22. Regulation H

  23. Regulation I

  24. Regulation J

  25. Regulation K

  26. Regulation L

  27. Regulation M

  28. Regulation N

  29. Regulation NMS

  30. Regulation O

  31. Regulation P

  32. Regulation Q

  33. Regulation R

  34. Regulation SHO

  35. Regulation T - Reg T

  36. Regulation U

  37. Regulation V

  38. Regulation W

  39. Regulation X

  40. Regulation Y

  41. Regulation Z

  42. Regulatory Accounting Principles - RAP

  43. Regulatory Arbitrage

  44. Regulatory Capture

  45. Regulatory Risk

  46. Request For Proposal - RFP

  47. Requisitioned Property

  48. Rescission

  49. Resident Alien

  50. Respondeat Superior

  51. Restatement

  52. Restitution Payments

  53. Retired Securities

  54. Revenue Cap Regulation

  55. Revenue Regulation Fund

  56. Riba

  57. Right Of Egress

  58. Riskless Principal

  59. Rule 10b-18

  60. Rule 10b-5

  61. Rule 10b-6

  62. Rule 10b5-1

  63. Rule 144

  64. Rule 144A

  65. Rule 147

  66. Rules Of Fair Practice

  67. Running With The Land

  68. S-3 Filing

  69. S-8 Filing

  70. Sales And Purchase Agreement - SPA

  71. Schedule 13D

  72. Schedule 13E-4

  73. Schedule 13E-4F

  74. Schedule 13G

  75. Schedule 14D-9

  76. Schedule 14D-9F

  77. Schedule D

  78. Schedule TO-T

  79. SEC DEL AM Filing

  80. SEC Fee

  81. SEC Form 1

  82. SEC Form 1-A

  83. SEC Form 1-E

  84. SEC Form 1-N

  85. SEC Form 10

  86. SEC Form 10-12B

  87. SEC Form 10-12G

  88. SEC Form 10-C

  89. SEC Form 10-D

  90. SEC Form 10-K405

  91. SEC Form 10-KSB

  92. SEC Form 10-KSB405

  93. SEC Form 10-KT

  94. SEC Form 10-KT405

  95. SEC Form 10-Q

  96. SEC Form 10-QSB

  97. SEC Form 10-QT

  98. SEC Form 10-SB

  99. SEC Form 10SB12B

  100. SEC Form 11-K

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