Definitions tagged as

Laws & Regulation

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  1. SEC Form N-54C

  2. SEC Form N-6

  3. SEC Form N-6EI-1

  4. SEC Form N-6F

  5. SEC Form N-8A

  6. SEC Form N-8B-2

  7. SEC Form N-8B-4

  8. SEC Form N-8F

  9. SEC Form N-CSR

  10. SEC Form N-PX

  11. SEC Form N-Q

  12. SEC Form N-SAR

  13. SEC Form NSAR-A

  14. SEC Form NSAR-AT

  15. SEC Form NSAR-B

  16. SEC Form NSAR-BT

  17. SEC Form NSAR-U

  18. SEC Form NT 10-K

  19. SEC Form NT 10-Q

  20. SEC Form NT 11-K

  21. SEC Form NT-NSAR

  22. SEC Form NT15D2

  23. SEC Form PILOT

  24. SEC Form PRE 14A

  25. SEC Form PRE 14C

  26. SEC Form PRE13E3

  27. SEC Form PREC14A

  28. SEC Form PREC14C

  29. SEC Form PREM14A

  30. SEC Form PREM14C

  31. SEC Form PRER14A

  32. SEC Form PRER14C

  33. SEC Form PRES14A

  34. SEC Form PRES14C

  35. SEC Form PRRN14A

  36. SEC Form PX14A6G

  37. SEC Form R31

  38. SEC Form S-1

  39. SEC Form S-11

  40. SEC Form S-2

  41. SEC Form S-20

  42. SEC Form S-3

  43. SEC Form S-3D

  44. SEC Form S-4

  45. SEC Form S-4EF

  46. SEC Form S-6

  47. SEC Form S-8

  48. SEC Form SB-1

  49. SEC Form SB-2

  50. SEC Form SP15D2

  51. SEC Form T-1

  52. SEC Form T-2

  53. SEC Form T-3

  54. SEC Form T-4

  55. SEC Form T-6

  56. SEC Form TA-1

  57. SEC Form TA-2

  58. SEC Form U-1

  59. SEC Form U-12-1B

  60. SEC Form U-12-IA

  61. SEC Form U-13-1

  62. SEC Form U-13-60

  63. SEC Form U-13E-1

  64. SEC Form U-33-S

  65. SEC Form U-3A-2

  66. SEC Form U-3A3-1

  67. SEC Form U-57

  68. SEC Form U-5S

  69. SEC Form U-6B-2

  70. SEC Form U-7D

  71. SEC Form U-9C-3

  72. SEC Form U-R-1

  73. SEC Form U5A

  74. SEC Form U5B

  75. SEC Form X-15AJ-1

  76. SEC Form X-15AJ-2

  77. SEC Form X-17A-5

  78. SEC MEF Filings

  79. SEC POS AM Filing

  80. SEC Release IA-1092

  81. SEC RW Filing

  82. SEC Schedule 13D

  83. SEC Schedule 13E-3

  84. SEC Yield

  85. Secondary Liability

  86. Section 12D-1 Limit

  87. Section 16

  88. Securities Act Of 1933

  89. Securities And Exchange Board Of India - SEBI

  90. Securities And Exchange Commission - SEC

  91. Securities Exchange Act Of 1934

  92. Securities Fraud

  93. Securities Industry Regulatory Authority - SIRA

  94. Securities Investor Protection Corporation - SIPC

  95. Self-Regulatory Organization - SRO

  96. Senate Bill

  97. Senior Registered Options Principal - SROP

  98. Sharia

  99. Shelf Offering

  100. Shelf Registration

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