Definitions tagged as

Laws & Regulation

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  1. SEC Form N-8A

  2. SEC Form N-8B-2

  3. SEC Form N-8B-4

  4. SEC Form N-8F

  5. SEC Form N-CSR

  6. SEC Form N-PX

  7. SEC Form N-Q

  8. SEC Form N-SAR

  9. SEC Form NSAR-A

  10. SEC Form NSAR-AT

  11. SEC Form NSAR-B

  12. SEC Form NSAR-BT

  13. SEC Form NSAR-U

  14. SEC Form NT 10-K

  15. SEC Form NT 10-Q

  16. SEC Form NT 11-K

  17. SEC Form NT-NSAR

  18. SEC Form NT15D2

  19. SEC Form PILOT

  20. SEC Form PRE 14A

  21. SEC Form PRE 14C

  22. SEC Form PRE13E3

  23. SEC Form PREC14A

  24. SEC Form PREC14C

  25. SEC Form PREM14A

  26. SEC Form PREM14C

  27. SEC Form PRER14A

  28. SEC Form PRER14C

  29. SEC Form PRES14A

  30. SEC Form PRES14C

  31. SEC Form PRRN14A

  32. SEC Form PX14A6G

  33. SEC Form R31

  34. SEC Form S-1

  35. SEC Form S-11

  36. SEC Form S-2

  37. SEC Form S-20

  38. SEC Form S-3

  39. SEC Form S-3D

  40. SEC Form S-4

  41. SEC Form S-4EF

  42. SEC Form S-6

  43. SEC Form S-8

  44. SEC Form SB-1

  45. SEC Form SB-2

  46. SEC Form SP15D2

  47. SEC Form T-1

  48. SEC Form T-2

  49. SEC Form T-3

  50. SEC Form T-4

  51. SEC Form T-6

  52. SEC Form TA-1

  53. SEC Form TA-2

  54. SEC Form U-1

  55. SEC Form U-12-1B

  56. SEC Form U-12-IA

  57. SEC Form U-13-1

  58. SEC Form U-13-60

  59. SEC Form U-13E-1

  60. SEC Form U-33-S

  61. SEC Form U-3A-2

  62. SEC Form U-3A3-1

  63. SEC Form U-57

  64. SEC Form U-5S

  65. SEC Form U-6B-2

  66. SEC Form U-7D

  67. SEC Form U-9C-3

  68. SEC Form U-R-1

  69. SEC Form U5A

  70. SEC Form U5B

  71. SEC Form X-15AJ-1

  72. SEC Form X-15AJ-2

  73. SEC Form X-17A-5

  74. SEC MEF Filings

  75. SEC POS AM Filing

  76. SEC Release IA-1092

  77. SEC RW Filing

  78. SEC Schedule 13D

  79. SEC Schedule 13E-3

  80. SEC Yield

  81. Secondary Liability

  82. Section 12D-1 Limit

  83. Section 16

  84. Securities Act Of 1933

  85. Securities And Exchange Board Of India - SEBI

  86. Securities And Exchange Commission - SEC

  87. Securities Exchange Act Of 1934

  88. Securities Fraud

  89. Securities Industry Regulatory Authority - SIRA

  90. Securities Investor Protection Corporation - SIPC

  91. Self-Regulatory Organization - SRO

  92. Senate Bill

  93. Senior Registered Options Principal - SROP

  94. Sharia

  95. Shelf Offering

  96. Shelf Registration

  97. Short-Sale Rule

  98. Short-Swing Profit Rule

  99. Sick Industrial Companies Act (SICA)

  100. Slow Loan

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