Definitions tagged as

Laws & Regulation

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  1. SEC Form N-8B-2

  2. SEC Form N-8B-4

  3. SEC Form N-8F

  4. SEC Form N-CSR

  5. SEC Form N-PX

  6. SEC Form N-Q

  7. SEC Form N-SAR

  8. SEC Form NSAR-A

  9. SEC Form NSAR-AT

  10. SEC Form NSAR-B

  11. SEC Form NSAR-BT

  12. SEC Form NSAR-U

  13. SEC Form NT 10-K

  14. SEC Form NT 10-Q

  15. SEC Form NT 11-K

  16. SEC Form NT-NSAR

  17. SEC Form NT15D2

  18. SEC Form PILOT

  19. SEC Form PRE 14A

  20. SEC Form PRE 14C

  21. SEC Form PRE13E3

  22. SEC Form PREC14A

  23. SEC Form PREC14C

  24. SEC Form PREM14A

  25. SEC Form PREM14C

  26. SEC Form PRER14A

  27. SEC Form PRER14C

  28. SEC Form PRES14A

  29. SEC Form PRES14C

  30. SEC Form PRRN14A

  31. SEC Form PX14A6G

  32. SEC Form R31

  33. SEC Form S-1

  34. SEC Form S-11

  35. SEC Form S-2

  36. SEC Form S-20

  37. SEC Form S-3

  38. SEC Form S-3D

  39. SEC Form S-4

  40. SEC Form S-4EF

  41. SEC Form S-6

  42. SEC Form S-8

  43. SEC Form SB-1

  44. SEC Form SB-2

  45. SEC Form SP15D2

  46. SEC Form T-1

  47. SEC Form T-2

  48. SEC Form T-3

  49. SEC Form T-4

  50. SEC Form T-6

  51. SEC Form TA-1

  52. SEC Form TA-2

  53. SEC Form U-1

  54. SEC Form U-12-1B

  55. SEC Form U-12-IA

  56. SEC Form U-13-1

  57. SEC Form U-13-60

  58. SEC Form U-13E-1

  59. SEC Form U-33-S

  60. SEC Form U-3A-2

  61. SEC Form U-3A3-1

  62. SEC Form U-57

  63. SEC Form U-5S

  64. SEC Form U-6B-2

  65. SEC Form U-7D

  66. SEC Form U-9C-3

  67. SEC Form U-R-1

  68. SEC Form U5A

  69. SEC Form U5B

  70. SEC Form X-15AJ-1

  71. SEC Form X-15AJ-2

  72. SEC Form X-17A-5

  73. SEC MEF Filings

  74. SEC POS AM Filing

  75. SEC Release IA-1092

  76. SEC RW Filing

  77. SEC Schedule 13D

  78. SEC Schedule 13E-3

  79. SEC Yield

  80. Secondary Liability

  81. Section 12D-1 Limit

  82. Section 16

  83. Securities Act Of 1933

  84. Securities And Exchange Board Of India - SEBI

  85. Securities And Exchange Commission - SEC

  86. Securities Exchange Act Of 1934

  87. Securities Fraud

  88. Securities Industry Regulatory Authority - SIRA

  89. Securities Investor Protection Corporation - SIPC

  90. Self-Regulatory Organization - SRO

  91. Senate Bill

  92. Senior Registered Options Principal - SROP

  93. Sharia

  94. Shelf Offering

  95. Shelf Registration

  96. Short-Sale Rule

  97. Short-Swing Profit Rule

  98. Sick Industrial Companies Act (SICA)

  99. Slow Loan

  100. Smart Money

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