Definitions tagged as

Laws & Regulation

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  1. SEC Form N-4

  2. SEC Form N-5

  3. SEC Form N-54A

  4. SEC Form N-54C

  5. SEC Form N-6

  6. SEC Form N-6EI-1

  7. SEC Form N-6F

  8. SEC Form N-8A

  9. SEC Form N-8B-2

  10. SEC Form N-8B-4

  11. SEC Form N-8F

  12. SEC Form N-CSR

  13. SEC Form N-PX

  14. SEC Form N-Q

  15. SEC Form N-SAR

  16. SEC Form NSAR-A

  17. SEC Form NSAR-AT

  18. SEC Form NSAR-B

  19. SEC Form NSAR-BT

  20. SEC Form NSAR-U

  21. SEC Form NT 10-K

  22. SEC Form NT 10-Q

  23. SEC Form NT 11-K

  24. SEC Form NT-NSAR

  25. SEC Form NT15D2

  26. SEC Form PILOT

  27. SEC Form PRE 14A

  28. SEC Form PRE 14C

  29. SEC Form PRE13E3

  30. SEC Form PREC14A

  31. SEC Form PREC14C

  32. SEC Form PREM14A

  33. SEC Form PREM14C

  34. SEC Form PRER14A

  35. SEC Form PRER14C

  36. SEC Form PRES14A

  37. SEC Form PRES14C

  38. SEC Form PRRN14A

  39. SEC Form PX14A6G

  40. SEC Form R31

  41. SEC Form S-1

  42. SEC Form S-11

  43. SEC Form S-2

  44. SEC Form S-20

  45. SEC Form S-3

  46. SEC Form S-3D

  47. SEC Form S-4

  48. SEC Form S-4EF

  49. SEC Form S-6

  50. SEC Form S-8

  51. SEC Form SB-1

  52. SEC Form SB-2

  53. SEC Form SP15D2

  54. SEC Form T-1

  55. SEC Form T-2

  56. SEC Form T-3

  57. SEC Form T-4

  58. SEC Form T-6

  59. SEC Form TA-1

  60. SEC Form TA-2

  61. SEC Form U-1

  62. SEC Form U-12-1B

  63. SEC Form U-12-IA

  64. SEC Form U-13-1

  65. SEC Form U-13-60

  66. SEC Form U-13E-1

  67. SEC Form U-33-S

  68. SEC Form U-3A-2

  69. SEC Form U-3A3-1

  70. SEC Form U-57

  71. SEC Form U-5S

  72. SEC Form U-6B-2

  73. SEC Form U-7D

  74. SEC Form U-9C-3

  75. SEC Form U-R-1

  76. SEC Form U5A

  77. SEC Form U5B

  78. SEC Form X-15AJ-1

  79. SEC Form X-15AJ-2

  80. SEC Form X-17A-5

  81. SEC MEF Filings

  82. SEC POS AM Filing

  83. SEC Release IA-1092

  84. SEC RW Filing

  85. SEC Schedule 13D

  86. SEC Schedule 13E-3

  87. SEC Yield

  88. Secondary Liability

  89. Section 12D-1 Limit

  90. Section 16

  91. Securities Act Of 1933

  92. Securities And Exchange Board Of India - SEBI

  93. Securities And Exchange Commission - SEC

  94. Securities Exchange Act Of 1934

  95. Securities Fraud

  96. Securities Industry Regulatory Authority - SIRA

  97. Securities Investor Protection Corporation - SIPC

  98. Self-Regulatory Organization - SRO

  99. Senate Bill

  100. Senior Registered Options Principal - SROP

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