Definitions tagged as

Laws & Regulation

  • Showing 601-682 of 682 items
  • <<
  • ...
  • 5
  • 6
  • 7
  1. Securities And Exchange Board Of India - SEBI

  2. Securities And Exchange Commission - SEC

  3. Securities Exchange Act Of 1934

  4. Securities Fraud

  5. Securities Industry Regulatory Authority - SIRA

  6. Securities Investor Protection Corporation - SIPC

  7. SEC Yield

  8. Self-Regulatory Organization - SRO

  9. Senate Bill

  10. Senior Registered Options Principal - SROP

  11. Sharia

  12. Shelf Offering

  13. Shelf Registration

  14. Short-Sale Rule

  15. Short-Swing Profit Rule

  16. Sick Industrial Companies Act (SICA)

  17. Slow Loan

  18. Smart Money

  19. Social Host Liability

  20. Special Economic Zone - SEZ

  21. Sponsor

  22. Stability And Growth Pact - SGP

  23. Staggers Act

  24. State Administrator

  25. Statutory Debt Limit

  26. Step-Out Trading

  27. Stop Trading On Congressional Knowledge Act - STOCK Act

  28. Sub-Pennying

  29. Sukuk

  30. Sunshine Laws

  31. Suspended Trading

  32. Swap Dealer

  33. System for Electronic Document Analysis and Retrieval - SEDAR

  34. Tape Reading

  35. Taping Rule

  36. Telecommunications Consumer Protection Act of 1991 - TCPA

  37. The Coinage Act Of 1792

  38. The Jones Act

  39. Threshold List

  40. Tier 1 Leverage Ratio

  41. Tip From A Dip

  42. Tipping

  43. Trade Reporting And Compliance Engine - TRACE

  44. Trading Ahead

  45. Trading Authorization

  46. Triggering Event

  47. Trust Indenture Act of 1939

  48. Trust Receipt

  49. TSA PreCheck

  50. Two-Sided Market

  51. Ultra Vires Acts

  52. Unauthorized Investment

  53. Unfair Claims Practice

  54. Uniform Business Rate

  55. Uniform Commercial Code

  56. Uniform Prudent Investor Act - UPIA

  57. Uniform Securities Act

  58. Uniform Simultaneous Death Act

  59. United States V. The South-Eastern Underwriter Association

  60. Universal Market Integrity Rules - UMIR

  61. Unlisted Trading Privileges - UTP

  62. Unsubordinated Debt

  63. Uptick Rule

  64. USA Patriot Act

  65. Usury Laws

  66. Utility Patent

  67. Waiting Period

  68. Wash

  69. Wash-Sale Rule

  70. Wash Trading

  71. Welfare Capitalism

  72. Well's Notice

  73. Whisper Number

  74. Whistleblower

  75. White-Collar Crime

  76. Wildcatting

  77. Williams Act

  78. Zero Minus Tick

  79. Zero Plus Tick

  80. Zombie Titles

  81. Zoning

  82. Zoning Ordinance

  • Showing 601-682 of 682 items
  • <<
  • ...
  • 5
  • 6
  • 7
Trading Center