FAQs tagged as


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  1. Does the seller (the writer) of an option determine the details of the option contract?

  2. My brokerage firm won't allow naked option positions. What does this mean?

  3. How do I register for the CFA program for the first time?

  4. Can I roll my 403(b) and 457 into other low-cost venders when I change jobs?

  5. What is the incentive to buy a stock without dividends?

  6. I'm a teacher. Which is better for me, a 401(k) or 403(b)? What is the difference? ...

  7. What is the difference between open-market and closed-market transactions?

  8. At what point in the ordering process does a broker charge commission?

  9. Why was Microsoft subject to antitrust charges in 1998?

  10. I just opened an IRA. What can I do to help my money grow?

  11. How many types of markets can an investor choose from?

  12. How do speculators profit from options?

  13. How do you calculate the cost basis for a mutual fund over an extended time period?

  14. How can unethical executives use options backdating to evade taxes?

  15. What does "in street name" mean, and why are securities held this way?

  16. As a temporary resident of the US, can I withdraw funds from my Traditional IRA without ...

  17. Why are corporations so concerned about their stock price?

  18. Can I leave my pension to my spouse when I pass away?

  19. How does the ISIN numbering system work?

  20. What is after-hours trading? Am I able to trade at this time?

  21. How do you tell whether an option is American or European style?

  22. What is the difference between a Keogh and an IRA?

  23. What's the difference between a mutual fund and a hedge fund?

  24. Why should I invest?

  25. How is a put option exercised?

  26. I want to invest in equities, but I don't have much money. Is there a minimum number ...

  27. Should I buy options that are in the money or out of the money?

  28. Why do options with the same underlying stock and strike prices trade for different ...

  29. I have several jobs. Can I contribute the maximum to multiple employer retirement ...

  30. What is the put-call ratio and why should I pay attention to it?

  31. What was "Operation Wooden Nickel"?

  32. What is market capitulation?

  33. How does pyramiding work?

  34. What's the difference between a regular option and an exotic option?

  35. What is the difference between options and futures?

  36. What does the diluted share price reveal about a company's financial strength?

  37. What exactly is a company's float?

  38. How does somebody make money short selling?

  39. What types of accounts are available for forex trading?

  40. What does "guns and butter" refer to?

  41. Can I roll over a profit-sharing plan to an SEP IRA account without suffering any ...

  42. What is authorized stock?

  43. How many attempts at the Series 7 exam are permitted?

  44. How does leverage work in the forex market?

  45. What requirements must a company meet for options to be traded on its stock?

  46. I own some stock warrants. How do I exercise them?

  47. I've noticed executives buy a lot of stock below market value, and then they sell ...

  48. What are the oldest mutual funds, by date of inception?

  49. Which option is better on a mutual fund: a growth option or a dividend reinvestment ...

  50. What are some of the features and benefits of SEP IRAs and Roth IRAs?

  51. I passed my Series 7 exam, but I terminated employment at my sponsoring firm before ...

  52. What is options backdating?

  53. How do I use a "basket" option?

  54. What risks do organizations face when engaging in international finance activities?

  55. What's the difference between a straddle and a strangle?

  56. Can an option be exercised on the expiration date?

  57. What's the difference between "top-down" and "bottom-up" investing?

  58. What number of shares determines adequate liquidity for a stock?

  59. How do restricted stocks, treasury stocks and stock appreciation rights benefit employees?

  60. How do I go about opening up a Roth IRA?

  61. I converted my former IRA to a Roth for tax purposes in 1998, so even though the ...

  62. What kinds of investments are allowed in a qualified retirement plan, and what kinds ...

  63. I have a short period of time (1 year or less) during which I will have money to ...

  64. What is earnings management?

  65. What is an evergreen provision and how does it affect shareholders?

  66. Do I own a stock as of the trade date or the settlement date?

  67. I make over $100,000/yr and my adjusted gross income precludes standard IRA contributions. ...

  68. How can I buy oil as an investment?

  69. I do not want to totally get out of my retirement 401(k), but I want to take 72(t) ...

  70. What is variable life insurance?

  71. What is the difference between Series 9/10 and Series 24 qualification exams?

  72. Why do option volume quotes differ on different websites?

  73. I am not a resident of the United States, but would like to be qualified as a registered ...

  74. What is dilutive stock?

  75. What's the difference between a golden handshake and a golden parachute?

  76. How do I "vest" something?

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