FAQs tagged as


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  1. How can I find out which stocks also trade as options?

  2. What is the difference between leverage and margin?

  3. How does the ISIN numbering system work?

  4. What is hedging as it relates to forex trading?

  5. I own shares of a company that just received a delisting notice from Nasdaq. Does ...

  6. Do I own a stock as of the trade date or the settlement date?

  7. What is the difference between a Keogh and an IRA?

  8. What is a Bermuda swaption?

  9. What number of shares determines adequate liquidity for a stock?

  10. I own some stock warrants. How do I exercise them?

  11. How is a put option exercised?

  12. How do speculators profit from options?

  13. I passed my Series 7 exam, but I terminated employment at my sponsoring firm before ...

  14. Where does the name "Wall Street" come from?

  15. Why should I invest?

  16. How do I measure option liquidity?

  17. Can I roll my 403(b) and 457 into other low-cost venders when I change jobs?

  18. Why do options with the same underlying stock and strike prices trade for different ...

  19. I have a KSOP through my employer that I've invested 100% in company stock. I am ...

  20. What are some of the features and benefits of SEP IRAs and Roth IRAs?

  21. Are we in a bull market or a bear market?

  22. Does the seller (the writer) of an option determine the details of the option contract?

  23. What risks do organizations face when engaging in international finance activities?

  24. What is the difference between open-market and closed-market transactions?

  25. How do I receive sponsorship from a member firm in order to write a Series 7 exam?

  26. What is the difference between Series 9/10 and Series 24 qualification exams?

  27. What is the incentive to buy a stock without dividends?

  28. How does somebody make money short selling?

  29. What do all of the letters in a stock option ticker symbol mean?

  30. I make over $100,000/yr and my adjusted gross income precludes standard IRA contributions. ...

  31. Can I make money using put options when prices are going up?

  32. I am in the second year of taking SEPP distributions from my IRA. Can I transfer ...

  33. When does one sell a put option, and when does one sell a call option?

  34. What is variable life insurance?

  35. What's the difference between a mutual fund and a hedge fund?

  36. Is it important to check the professional history of my investment advisor?

  37. I own options on a stock, and it's just announced a split. What happens to my options?

  38. What requirements must a company meet for options to be traded on its stock?

  39. What is an evergreen provision and how does it affect shareholders?

  40. What methods can be used to fund a forex account?

  41. What is options backdating?

  42. At what point in the ordering process does a broker charge commission?

  43. What types of accounts are available for forex trading?

  44. My company is the trustee of our 401k plan (which has 112 participants). What are ...

  45. Why are corporations so concerned about their stock price?

  46. How can unethical executives use options backdating to evade taxes?

  47. How do I register for the CFA program for the first time?

  48. I converted my former IRA to a Roth for tax purposes in 1998, so even though the ...

  49. Can a stop-loss order be used to protect a short sale transaction?

  50. My brokerage firm won't allow naked option positions. What does this mean?

  51. Can an option be exercised on the expiration date?

  52. What does it mean when a bond has a put option?

  53. How do you calculate the cost basis for a mutual fund over an extended time period?

  54. What will happen to my SEP IRA if I leave my current employer?

  55. Which is better for tax deductions, itemization or a standard deduction?

  56. What's the difference between a golden handshake and a golden parachute?

  57. How do I "vest" something?

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