FAQs tagged as


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  1. What licenses does a hedge fund manager need to have?

  2. What do hedge fund analysts do?

  3. Is a financial advisor allowed to pay a referral fee?

  4. Do financial advisors get paid by mutual funds?

  5. Do financial advisors prepare tax returns for clients?

  6. Why is fiduciary duty so important?

  7. Do financial advisors have to find their own clients?

  8. Do financial advisors get drug tested?

  9. Is a financial advisor required to have a degree?

  10. Why do financial advisors have a fiduciary responsibility?

  11. Do financial advisors have to be licensed?

  12. Do financial advisors have a base salary?

  13. What fees do financial advisors charge?

  14. Do financial advisors need to meet quotas?

  15. Do financial advisors need to be approved by FINRA?

  16. Does a financial advisor need an MBA?

  17. How do financial advisors charge fees?

  18. Do financial advisors work only in banks?

  19. How is the Federal Reserve audited?

  20. Can I use my IRA to pay for my college loans?

  21. Can I use my 401(k) to pay for my college loans?

  22. How can an investment banker switch to a career in corporate finance?

  23. What are the best MBA programs for corporate finance?

  24. How stressful is the typical corporate finance job?

  25. What are the benefits of financial sampling?

  26. What should I study in school to prepare for a career in corporate finance?

  27. What is the relationship between research and development and innovation?

  28. What are the differences between a Chartered Financial Analyst (CFA) and a Certified ...

  29. What are the benefits of hiring a Chartered Financial Analyst (CFA) to be my financial ...

  30. How do I become a Chartered Financial Analyst (CFA)?

  31. What types of positions might a Chartered Financial Analyst (CFA) hold?

  32. What types of companies hire a chartered financial analyst (CFA)?

  33. How do I get started with a career in asset management?

  34. For which kind of jobs is having Magnum Cum Laude most important?

  35. Who sets the guidelines for accounting principles?

  36. Other than accounting, what does a corporate finance job involve?

  37. How can I protect my business from my spouse during a high net worth divorce?

  38. What is the difference between fee-based advisors and commission-based advisors?

  39. What is private wealth management?

  40. Why are fee-based accounts preferred by many high net worth individuals (HNWI)?

  41. What is the difference between fee-only advisors and fee-based advisors?

  42. How do I attract high net worth individuals (HNWI) as clients at my financial advisor ...

  43. How do I perform a financial analysis using Excel?

  44. If I have only a limited amount of time to study for the Series 6, what should I ...

  45. Why is the Trade Volume Index (TVI) important for traders and analysts?

  46. Who are Thomson-Reuters (TRI) main competitors?

  47. What is the difference between federal and state withholding tax?

  48. What role does the 'chip cycle' play in the electronics sector?

  49. For what reasons are electronics stocks commonly purchased by a value investor?

  50. What developed countries have the highest concentration in the banking sector?

  51. What kinds of financial analysis jobs are there?

  52. What types of information does one need to perform a thorough financial analysis?

  53. What does passing the Series 6 enable me to do?

  54. When might an analyst take an overweight position in a particular stock?

  55. What is the difference between variance and standard deviation?

  56. What kinds of acts pertaining to interests in collective investment schemes are excluded ...

  57. Why do analysts sometimes give an overweight recommendation on a stock?

  58. Why is moral hazard so prevalent in the financial services industry?

  59. What are some of the better types of financial analysis software?

  60. What are some examples of fiduciary duty?

  61. What are some common questions an interviewer may ask during an interview for a position ...

  62. How do I learn technical skills for trading commodities?

  63. What is the relationship between the hurdle rate (MARR) and the Internal Rate of ...

  64. What are the differences between three-step and five-step DuPont Analysis?

  65. What are the differences between the Series 6 exam and the Series 7 exam?

  66. What licenses and certifications do you need for a career in portfolio management?

  67. What qualities are necessary to be an effective member of the c-suite in a publicly-traded ...

  68. What are some roles of an investment bank?

  69. Why choosing the right investment advisor is crucial for your portfolio's health

  70. Do I have to successfully complete the Series 7 exam before I can register for the ...

  71. I completed the Series 6, do I have to complete the entire Series 7?

  72. What should you take into consideration when choosing a portfolio management service?

  73. What are the most common interview questions for banking / finance jobs?

  74. Which professional athletes are on pace to join Michael Jordan as billionaires?

  75. Do I need a class to take the Series 63 exam?

  76. I need special accommodations when taking the Series 63 exam. How are such arrangements ...

  77. How many attempts at the Series 7 exam are permitted?

  78. How do you interpret the magnitude of the covariance between two variables?

  79. Is variance good or bad for stock investors?

  80. What are some common functions of business intelligence technologies?

  81. What are the major differences between investment banking and private equity?

  82. How is the Chairman of the Securities and Exchange Commission (SEC) chosen?

  83. I have passed the Series 63 and FINRA Series 7, but would like to become licensed ...

  84. How do I import QuickBooks Pro Account trial balances for the first time?

  85. Where do I take the Series 63 examination?

  86. What are the different types of operating expenses?

  87. I decided not to take the Series 63 exam. Can I get a refund?

  88. Who uses Porter's 5 forces analysis?

  89. What are my options if I fail my Series 63 exam?

  90. Are all mortgage backed securities (MBS) also collateralized debt obligations (CDO)?

  91. How much time can I expect to spend on studying for the Series 63 exam?

  92. How do I sign up for a Series 63 exam as a foreign national if I don’t have a Social ...

  93. What should I bring to the Series 63 exam?

  94. I want a career in private equity. How can I get started?

  95. What is the difference between an MIS (Management Information System) and Information ...

  96. My scores on the Series 63 average a passing grade, but the testing center said I ...

  97. How is the Series 63 exam set up?

  98. How long is the Series 63 exam?

  99. How long is the validity period for a Series 63 exam if I have not been registered?

  100. Can you trade securities before you pass the Series 63 exam?

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