Sarbanes-Oxley Act

  1. How To Become A Corporate Board Member

    We look at how corporate boards are constructed, and how investors can get involved. ...
  2. Evaluating The Board Of Directors

    Corporate structure can tell you a lot about a company's potential. Learn more here. ...
  3. What Investors Can Learn From Insider Trading

    Some insider trading is actually legal - and can be extremely telling for investors. ...
  4. 4 History-Making Wall Street Crooks

    Find out how these Wall Street high-rollers landed themselves in hot water.
  5. How To Avoid Falling Prey To The Next Madoff ...

    Due diligence does work, but the loose reporting standards for hedge funds make extra ...
  6. How The Sarbanes-Oxley Era Affected IPOs

    After the infamous collapse of companies like Tyco, Enron and WorldCom, the government ...
  1. If I reject the tender offer for acquisition of the stock that I own in a company ...

    Since the passing of the Sarbanes-Oxley Act, a significant number of public companies have chosen to go private. The reasons ...
  2. How does the government influence the securities market?

    Governments generally say they don't like to take an active role in the securities market (except for regulating it); however, ...
  3. What happens to the fines collected by the Securities and Exchange Commission?

    When the Securities and Exchange Commission (SEC) enforces a civil action against a corporation or an individual found guilty ...
  4. What is options backdating?

    Options backdating occurs when companies grant options to their executives that correspond to a day where there was a significantly ...
Trading Center