SEC

  1. Is the SEC Trying to Prevent the Next Crash?

    Find out why the Securities and Exchange Commission wants to crack down on accounting ...
  2. Billionaire John Paulson's Q1 Biotechs: AGN, ...

    Let's take a look at billionaire hedge fund manager John Paulson's Q1 investments ...
  3. 4 Reasons for the IPO Market Slowdown in 2016 ...

    Pay attention to the length of time a company waits before going public and whether ...
  4. The SEC Fiduciary Rule Explained

    The SEC plans to propose its own set of fiduciary rules next year. These are some ...
  5. Hacking Gets Serious: Morgan Stanley to Pay $1 ...

    Morgan Stanley will pay a $1 million fine for a data theft, in which information ...
  6. The Top 4 General Electric Shareholders (GE)

    Pay attention to whether the amount of stock awarded to General Electric’s largest ...
  1. Billionaire John Paulson's Q1 Biotechs: AGN, ...

    Let's take a look at billionaire hedge fund manager John Paulson's Q1 investments ...
  2. 4 Reasons for the IPO Market Slowdown in 2016 ...

    Pay attention to the length of time a company waits before going public and whether ...
  3. Hacking Gets Serious: Morgan Stanley to Pay $1 ...

    Morgan Stanley will pay a $1 million fine for a data theft, in which information ...
  4. The Top 4 General Electric Shareholders (GE)

    Pay attention to whether the amount of stock awarded to General Electric’s largest ...
  5. SEC Investigates Alibaba's Accounting Practices ...

    The way Alibaba adds together earnings from its various divisions, has been a source ...
  6. The Top 4 Intel Shareholders (INTC)

    Consider the enormous amounts of stock granted by Intel to its top executives and ...
  1. Popular Resources for Equity Research and Analysis: ...

    This tutorial offers details on the most popular resources for equity research and ...
  1. What exactly is insider trading?

    An "insider" is any person who possesses at least one of the following: 1) access to valuable non-public information about ...
  2. What is the SEC's escheatment process?

    Learn about how states can take ownership of abandoned property through the process of escheatment. Understand how an owner ...
  3. How are variable annuities regulated?

    Discover the various rules that the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority ...
  4. Are hedge funds registered with the Securities and Exchange Commission (SEC)?

    Learn the conditions that require hedge fund advisors to register with the U.S. Securities and Exchange Commission.
  1. SEC Filings: Forms You Need to Know

    The forms companies are required to file provide a clear view of their histories ...
Hot Definitions
  1. Sell-Off

    The rapid selling of securities, such as stocks, bonds and commodities. The increase in supply leads to a decline in the ...
  2. Brazil, Russia, India And China - BRIC

    An acronym for the economies of Brazil, Russia, India and China combined. It has been speculated that by 2050 these four ...
  3. Brexit

    The Brexit, an abbreviation of "British exit" that mirrors the term Grexit, refers to the possibility of Britain's withdrawal ...
  4. Underweight

    1. A situation where a portfolio does not hold a sufficient amount of a particular security when compared to the security's ...
  5. Russell 3000 Index

    A market capitalization weighted equity index maintained by the Russell Investment Group that seeks to be a benchmark of ...
  6. Enterprise Value (EV)

    A measure of a company's value, often used as an alternative to straightforward market capitalization. Enterprise value is ...
Trading Center