1. A New Way for Advisors to Show They're Accountable

    There's a new program for advisors that provides a way for them to demonstrate they'll ...
  2. BlackRock: Robo-Advisors Need More Scrutiny

    Blackrock has urged regulators to take a closer look at their new competition, robo-advisors.
  3. Hedgefund Manager Leon Cooperman Charged With ...

    The SEC charges accuse Cooperman of illegally benefiting from the purchase of Atlas ...
  4. How Insider Trading Is Prevented in Corporations

    Insider trading can undermine the markets and damage reputations, so companies and ...
  5. The 3 Biggest Penalties for Insider Trading in ...

    The three large penalties for insider trading in the United States have been handed ...
  6. Advisors Face More SEC Reporting Requirements

    The SEC has mandated that investment advisors provide more disclosure on separately ...
  1. Chemours Rises After Unveiling Transformation ...

    On Wednesday, Chemours detailed the priorities of the plan, which includes cost reduction ...
  2. Coeur Mining to Sell Up to $200M in Stock (CDE)

    With a net debt position of around $254 million, the company is selling up to $2 ...
  3. Tesla Stock Plunges Amid SolarCity Merger Concerns ...

    Concerns about Tesla's ability to pay for its proposed acquisition of solar energy ...
  4. Amazon, Google Lead Contenders for SEC’s Big ...

    Amazon and Google are the front-runners for SEC's ambitious cloud-hosting project ...
  5. Corporate Insider Transactions That Took Place ...

    Corporate insiders at PepsiCo, Microsoft and Starbucks sold shares last week.
  6. SEC Investigating Tesla For Potential Violations ...

    Tesla is under investigation by the SEC to determine whether the company violated ...
  1. Popular Resources for Equity Research and Analysis: ...

    This tutorial offers details on the most popular resources for equity research and ...
  1. When short selling, how long should you hold on to a short?

    Explore the reasons for short selling and the various factors that influence how long an investor may wish to maintain a ...
  2. What exactly is insider trading?

    An "insider" is any person who possesses at least one of the following: 1) access to valuable non-public information about ...
  3. What is the SEC's escheatment process?

    Learn about how states can take ownership of abandoned property through the process of escheatment. Understand how an owner ...
  4. How are variable annuities regulated?

    Discover the various rules that the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority ...
  1. SEC Filings: Forms You Need to Know

    The forms companies are required to file provide a clear view of their histories ...
Hot Definitions
  1. Derivative

    A security with a price that is dependent upon or derived from one or more underlying assets.
  2. Fiduciary

    A fiduciary is a person who acts on behalf of another person, or persons to manage assets.
  3. Sharpe Ratio

    The Sharpe Ratio is a measure for calculating risk-adjusted return, and this ratio has become the industry standard for such ...
  4. Death Taxes

    Taxes imposed by the federal and/or state government on someone's estate upon their death. These taxes are levied on the ...
  5. Retained Earnings

    Retained earnings is the percentage of net earnings not paid out as dividends, but retained by the company to be reinvested ...
  6. Demand Elasticity

    In economics, the demand elasticity refers to how sensitive the demand for a good is to changes in other economic variables. ...
Trading Center