SEC

  1. RIAs: Here's What to Know About the Fiduciary ...

    The real impact of the new Department of Labor bill has yet to be felt in the retirement ...
  2. SEC Derivatives Rule May Limit Diversification

    The SEC has proposed rules that will limit the use of derivatives by fund managers. ...
  3. Potential Impact of New Fiduciary Rules on RIAs

    A look at how RIAs and fee-only advisors will be impacted by the DOL's new fiduciary ...
  4. How SEC and DOL Fiduciary Standards Could Differ

    SEC fiduciary standards could differ from what the DOL has proposed, causing more ...
  5. More Reasons for Advisors to Be Wary of the SEC

    It looks like the SEC is expanding its oversight regarding RIA compliance in the ...
  6. Is Greater Oversight of RIAs Coming?

    RIAs may be entering an era of greater oversight by the Securities and Exchange Commission. ...
  1. Alibaba Surpasses Wal-Mart as World's Top Retailer ...

    Based on the company's recent milestones and rising transaction volume, Alibaba is ...
  2. The IEX Index: 5 Reasons You Should Care (RY, ...

    Discover five reasons why every investor should care about how Brad Katsuyama and ...
  3. GE's Jeffrey Immelt $33 Million in 2015

    General Electric saw a dramatic changeover in 2015 from a bloated conglomerate to ...
  4. Boeing Under SEC Probe for 787, 747 Accounting

    Boeing is under SEC investigation for accounting issue regarding 787, 747 airliners.
  5. Martin Shkreli Arrested on Securities Fraud (KBIO)

    This morning, federal agents arrested Turing Pharmaceuticals CEO Martin Shkreli on ...
  6. Is a Google Robo-Advisor on the Horizon?

    It's possible that Google is looking to get into the robo-advisor business, either ...
  1. Popular Resources for Equity Research and Analysis: ...

    This tutorial offers details on the most popular resources for equity research and ...
  1. What exactly is insider trading?

    An "insider" is any person who possesses at least one of the following: 1) access to valuable non-public information about ...
  2. What is the SEC's escheatment process?

    Learn about how states can take ownership of abandoned property through the process of escheatment. Understand how an owner ...
  3. How are variable annuities regulated?

    Discover the various rules that the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority ...
  4. Are hedge funds registered with the Securities and Exchange Commission (SEC)?

    Learn the conditions that require hedge fund advisors to register with the U.S. Securities and Exchange Commission.
  1. SEC Filings: Forms You Need to Know

    The forms companies are required to file provide a clear view of their histories ...
Hot Definitions
  1. Cost Of Debt

    The effective rate that a company pays on its current debt. This can be measured in either before- or after-tax returns; ...
  2. Yield Curve

    A line that plots the interest rates, at a set point in time, of bonds having equal credit quality, but differing maturity ...
  3. Stop-Limit Order

    An order placed with a broker that combines the features of stop order with those of a limit order. A stop-limit order will ...
  4. Keynesian Economics

    An economic theory of total spending in the economy and its effects on output and inflation. Keynesian economics was developed ...
  5. Society for Worldwide Interbank Financial Telecommunications ...

    A member-owned cooperative that provides safe and secure financial transactions for its members. Established in 1973, the ...
  6. Generally Accepted Accounting Principles - GAAP

    The common set of accounting principles, standards and procedures that companies use to compile their financial statements. ...
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