Definitions tagged as

SEC

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  1. Comprehensive Automated Risk Data System (CARDS)

  2. Restricted Stock

  3. Red Herring

  4. Jumpstart Our Business Startups Act - JOBS

  5. Investment Counsel Association Of America - ICAA

  6. Insider Trading Sanctions Act Of 1984

  7. Rule 10b-6

  8. Erroneous Trade

  9. Earnings Management

  10. Multijurisdictional Disclosure System - MJDS

  11. Electronic Blue Sheet - EBS

  12. Compliance Program

  13. Sub-Pennying

  14. Non-Covered Security

  15. Investor Protection Act

  16. 500 Investor Rule

  17. Division Of Corporate Finance

  18. Division Of Enforcement

  19. EDGAR Public Dissemination Service (PDS) System

  20. Accounting Series Releases - ASRs

  21. SEC Form 40-F

  22. SEC Form 10

  23. SEC Form 10-D

  24. SEC Form 12b-25

  25. SEC Form 15

  26. SEC Form 15F

  27. SEC Form 18-K

  28. SEC Form 8-A

  29. SEC Form N-5

  30. SEC Form R31

  31. SEC Form S-20

  32. SEC Form SB-2

  33. SEC Form 10-SB

  34. SEC Form 10-KSB

  35. SEC Form 10-QSB

  36. SEC Form 1-N

  37. SEC Form 11-K

  38. SEC Form 18

  39. SEC Form 305B2

  40. SEC Form NSAR-B

  41. SEC Form U-3A3-1

  42. SEC Form 20-F

  43. SEC Form S-3

  44. SEC Form 45B-3

  45. SEC Form 6-K

  46. SEC Form S-1

  47. SEC Form T-6

  48. SEC Form U-1

  49. SEC Form U-12-1B

  50. SEC Form U-3A-2

  51. Schedule 13E-4

  52. Schedule 13E-4F

  53. Schedule 14D-9

  54. Schedule 14D-9F

  55. Schedule TO-T

  56. SEC Form F-9

  57. SEC Form 10-12B

  58. SEC Form 10-KSB405

  59. SEC Form 10-KT

  60. SEC Form 18-12B

  61. SEC Form 487

  62. SEC Form 497K1

  63. SEC Form 8-A12G

  64. SEC Form DEF13E3

  65. SEC Form F-6EF

  66. Insider Trading Act of 1988

  67. SEC Form 485A24F

  68. SEC Form N-14AE

  69. SEC Form N-30B-2

  70. SEC Form NT15D2

  71. SEC Form SP15D2

  72. Securities Fraud

  73. SEC Form 485A24E

  74. SEC Form 8-B12G

  75. SEC Form 8-K12G3

  76. SEC Form 8-K15D5

  77. SEC DEL AM Filing

  78. SEC Form 1-E

  79. SEC Form 10-QT

  80. SEC Form 15-12B

  81. SEC Form 15-12G

  82. SEC Form 15-15D

  83. SEC Form 19b-4

  84. SEC Form 19b-4(e)

  85. SEC Form 19b-7

  86. SEC Form 2-E

  87. SEC Form 24F-2

  88. SEC Form 25

  89. SEC Form 8-B12B

  90. SEC Form 8A12BEF

  91. SEC Form 8A12BT

  92. SEC Form ADV

  93. SEC Form ADV-E

  94. SEC Form ADV-H

  95. SEC Form ADV-NR

  96. SEC Form ADV-W

  97. SEC Form ARS

  98. SEC Form ATS

  99. SEC Form ATS-R

  100. SEC Form DEF 14A

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