Definitions tagged as

SEC

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  1. SEC Form 35-APP

  2. SEC Form PX14A6G

  3. SEC Form DEFM14C

  4. SEC Form DEFS14C

  5. SEC Form PREM14C

  6. SEC Form PRES14C

  7. SEC Form T-1

  8. SEC Form T-2

  9. SEC Form T-3

  10. SEC Form U-13-1

  11. SEC Form U-13-60

  12. SEC Form U-13E-1

  13. SEC Form U-33-S

  14. SEC Form U-57

  15. SEC Form U-6B-2

  16. SEC Form U-7D

  17. SEC Form 10-KT405

  18. SEC Form NT 10-K

  19. SEC Form 10-K405

  20. SEC Form 11-KT

  21. SEC Form NT-NSAR

  22. 10-K Wrap

  23. 19c3 Stock

  24. 3C1

  25. 3C7

  26. ADV Form

  27. All-Holders Rule

  28. Alternative Trading System - ATS

  29. Audit Trail

  30. Authorized Investment

  31. Backing Away

  32. Best Bid

  33. Best-Price Rule - Rule 14D-10

  34. Blue Sheets

  35. Cash Flow Statement

  36. Confidential Treatment Application

  37. Deficiency Letter

  38. Dividend Drag

  39. Effective Date

  40. Electronic Data Gathering, Analysis and Retrieval - EDGAR

  41. Fair Funds for Investors

  42. Federal Covered Advisor

  43. Form 144

  44. Form 3

  45. Form 5

  46. Form ADV

  47. Full Disclosure

  48. Insider Information

  49. Intrastate Offering

  50. Investment Advisors Act Of 1940

  51. Katie Couric Clause

  52. Large Trader

  53. Legend

  54. Letter Of Comment

  55. Locked Market

  56. Option Schedule

  57. Options Backdating

  58. Options Clearing Corporation - OCC

  59. Over-The-Counter Bulletin Board - OTCBB

  60. Pre-Syndicate Bid

  61. Preliminary Prospectus

  62. Proxy Statement

  63. Public Offering

  64. Qualified Institutional Buyer - QIB

  65. Quiet Filing

  66. Quiet Period

  67. Registered Investment Advisor - RIA

  68. Restatement

  69. Retired Securities

  70. Rule 10b-18

  71. Rule 144

  72. Rule 144A

  73. S-8 Filing

  74. SEC Fee

  75. SEC Form 1-A

  76. SEC Form 10-Q

  77. SEC Form 13F

  78. SEC Form 2-A

  79. SEC Form CB

  80. SEC Form D

  81. SEC Form F-1

  82. SEC Form F-10

  83. SEC Form F-3

  84. SEC Form F-4

  85. SEC Form F-6

  86. SEC Form F-7

  87. SEC Form F-80

  88. SEC Form F-N

  89. SEC Form F-X

  90. SEC Form S-11

  91. SEC Form S-2

  92. SEC Form S-4

  93. SEC Form S-6

  94. SEC Form S-8

  95. SEC Form SB-1

  96. SEC Release IA-1092

  97. SEC Yield

  98. Schedule 13D

  99. Schedule 13G

  100. Section 16

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