Securities Exchange Act of 1934

  1. How To Answer Option Questions On The Series ...

    Learn how to answer option questions on the Series 7 exam. Pass your Series 7 exam ...
  2. Pick Better Stocks By Consulting Form 10-K

    Learn to read and dissect the most comprehensive compilation of information on a ...
  3. Short Selling: Making The Ban

    Short selling has been around as long as the stock market, and it hasn't always been ...
  4. 4 Massive Frauds You've Probably Never Heard ...

    Here are four historically significant, obscure, large-scale frauds from the previous ...
  5. Investigating The Securities Police

    Learn about the history of FINRA and how this organization protects investors.
  6. FINRA: How It Protects Investors

    Find out the history of FINRA, and how it's organized to monitor the markets and ...
  1. How are variable annuities regulated?

    Discover the various rules that the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority ...
  2. How does FINRA differ from the SEC?

    With all the financial organizations out there, knowing what they all do can be as complicated as knowing where to invest. ...
  3. What are the advantages and disadvantages for a company going public?

    An initial public offering (IPO) is the first sale of stock by a company. Small companies looking to further the growth of ...
  4. Do traders, market makers, specialists or others ever deliberately drive a stock's ...

    Many individual investors have had the experience of closing their position in a stock only to see the price rebound moments ...
  1. Series 62

    FINRA Series 62 Exam Guide
  2. Series 99

    FINRA/NASAA Series 99 Exam Guide
  3. Series 24

    FINRA/NASAA Series 24 Exam Guide
Hot Definitions
  1. Sell-Off

    The rapid selling of securities, such as stocks, bonds and commodities. The increase in supply leads to a decline in the ...
  2. Brazil, Russia, India And China - BRIC

    An acronym for the economies of Brazil, Russia, India and China combined. It has been speculated that by 2050 these four ...
  3. Brexit

    The Brexit, an abbreviation of "British exit" that mirrors the term Grexit, refers to the possibility of Britain's withdrawal ...
  4. Underweight

    1. A situation where a portfolio does not hold a sufficient amount of a particular security when compared to the security's ...
  5. Russell 3000 Index

    A market capitalization weighted equity index maintained by the Russell Investment Group that seeks to be a benchmark of ...
  6. Enterprise Value (EV)

    A measure of a company's value, often used as an alternative to straightforward market capitalization. Enterprise value is ...
Trading Center