Series 63

  1. Steps to Starting Up an Independent Broker Dealer

    Launching your own broker-dealer is a lot of work, but the potential payoff is great, ...
  2. Succeeding At The Series 63 Exam

    Your career as a securities agent begins with this test. We'll show you how to score ...
  1. I need special accommodations when taking the Series 63 exam. How are such arrangements ...

    Learn more about special accommodations offered by Series 63 testing sites, and discover how to request special accommodations ...
  2. Do I need a class to take the Series 63 exam?

    Learn more about the educational requirements for the Series 63 and what candidates should study. Find out more about NASAA ...
  3. Where do I take the Series 63 examination?

    Find out where to take the Series 63 examination for securities agents, and learn more details about the test's purpose and ...
  4. I decided not to take the Series 63 exam. Can I get a refund?

    Learn about the Series 63 exam's fees and the appropriate steps and requirements for having a refund request approved by ...
  1. Series 63

    FINRA/NASAA Series 63 Exam Guide
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