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Definition of 'SEC Release IA-1092'
A release from the Securities & Exchange Commission (SEC) that provides uniform interpretations of how state and federal advisor laws would apply to people providing financial services.
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Investopedia explains 'SEC Release IA-1092'
SEC Release IA-1092 is the result of a 1987 collaboration between the federal and state "governors" of securities law: the Securities & Exchange Commission on the federal side and the North American Securities Administrators Association representing the states.
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Search results for 'SEC Release IA-1092'
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http://www.investopedia.com/exam-guide/series-65/investment-advisor-registration/sec-releases-770-1092.asp
... Feedback Feedback. Regulation of Investment Advisors - SEC Investment Adviser Releases IA 770 & 1092. ... The complete IA 1092 release can be viewed here. ...
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