3C1

What Does 3C1 Mean?
A portion of the Investment Company Act of 1940 that permits the exclusion of investment companies from standard registration requirements with the Securities and Exchange Commission (SEC) if they have fewer than 100 U.S. investors.

Investopedia explains 3C1
This particular section is one of two policies used frequently by hedge fund companies to avoid certain SEC requirements.

Related Terms

3C7
Hedge Fund
Investment Company Act of 1940
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