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Learn about the systems that run the market. Topics include market makers, specialists, SuperDOT, ECNs, SOES, Level I, II, and III Access, and more.
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Learn some of the important differences in the way they operate and the securities that trade on them.
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Ever wonder what happens behind the scenes when you buy or sell a stock? Read on and find out!
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Active investment management offers little advantage in the secondary capital markets.
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Find out the various ways in which a broker can fill an order, which can affect costs.
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The forms companies are required to file provide a clear view of their histories and progress.
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Unique features of the forex market may allow larger players to get a jump on smaller ones.
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Learn how to gather all the pieces before you start to put together your puzzle.
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Institutional investors got a sweet deal that soured retail investors' mutual fund returns.
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NASD Rule 2211 can make or break your career as a registered principal.
