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Code Of Ethics

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Dictionary Says

Definition of 'Code Of Ethics'

A guide of principles designed to help professionals conduct business honestly and with integrity. A code of ethics document may outline the mission and values of the business or organization, how professionals are supposed to approach problems, the ethical principles based on the organization's core values and the standards to which the professional will be held.
Investopedia Says

Investopedia explains 'Code Of Ethics'

Both businesses and trade organizations typically have some sort of code of ethics that its employees or members are supposed to follow. Breaking the code of ethics can result in termination or dismissal from the organization. A code of ethics is important because it clearly lays our the "rules" for behavior and provides a preemptive warning.

Articles Of Interest

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    Ethical Issues For Financial Advisors

    Learn what to do when that devil on your shoulder begins to whisper.

  2. 8 Ethical Guidelines For Brokers

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  3. Can You Trust Your Trustee?

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  5. Find The Right Financial Advisor

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  6. Are professionals, such as financial planners and brokers, liable for the advice they give?

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  7. Meeting Your Fiduciary Responsibility

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  8. 5 Most Publicized Ethics Violations by CEOs

    High-profile downfalls of corporate CEOs are not a new phenomenon. Here are five of the most public and egregious CEO ethics failures.

  9. How Monopoly Antitrust Laws Affect Consumers

    Monopolies often receive a negative reception, but sometimes they can benefit consumers.

  10. Can I still pass the CFA Level I if I do poorly in the ethics section?

    You may still pass the Chartered Financial Analysis (CFA) Level I even if you fare poorly in the ethics section, but don't count on it. The CFA Institute has long emphasized that ethics is a ...
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