Code Of Ethics

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Dictionary Says

Definition of 'Code Of Ethics'

A guide of principles designed to help professionals conduct business honestly and with integrity. A code of ethics document may outline the mission and values of the business or organization, how professionals are supposed to approach problems, the ethical principles based on the organization's core values and the standards to which the professional will be held.
Investopedia Says

Investopedia explains 'Code Of Ethics'

Both businesses and trade organizations typically have some sort of code of ethics that its employees or members are supposed to follow. Breaking the code of ethics can result in termination or dismissal from the organization. A code of ethics is important because it clearly lays our the "rules" for behavior and provides a preemptive warning.

Articles Of Interest

  1.

    Ethical Issues For Financial Advisors

    Learn what to do when that devil on your shoulder begins to whisper.

  2. 8 Ethical Guidelines For Brokers

    We examine the less obvious ethical dangers faced by a broker, and help you avoid trouble in ethical gray zones.

  3. Can You Trust Your Trustee?

    Ignorance and incompetence can cost you money. Make sure your trustee is up to the task.

  4. Defining Illegal Insider Trading

    The better you understand why insider trading can be criminal, the better you'll understand how the market works.

  5. Find The Right Financial Advisor

    Learn how to weed out those who are just out to make a quick buck.

  6. Meeting Your Fiduciary Responsibility

    These four steps will reduce your liability when managing other people's money.

  7. Are professionals, such as financial planners and brokers, liable for the advice they give?

    In the U.S., the Securities and Exchange Commission (SEC) does its best to protect investors from being cheated. To do so, it keeps a close eye on the work of investment professionals as well ...

  8. 5 Most Publicized Ethics Violations by CEOs

    High-profile downfalls of corporate CEOs are not a new phenomenon. Here are five of the most public and egregious CEO ethics failures.

  9. How Monopoly Antitrust Laws Affect Consumers

    Monopolies often receive a negative reception, but sometimes they can benefit consumers.

  10. Can I still pass the CFA Level I if I do poorly in the ethics section?

    You may still pass the Chartered Financial Analysis (CFA) Level I even if you fare poorly in the ethics section, but don't count on it. The CFA Institute has long emphasized that ethics is a ...
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