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http://www.investopedia.com/articles/professionaleducation/07/AIF-AIFA.asp
... conformity with a fiduciary standard of care, those with an AIFA designation can
provide an assessment that results in a Certification of Fiduciary Excellence. ...
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http://www.investopedia.com/exam-guide/series-66/conflicts-of-interest/fiduciary-duties.asp
... The IA's primary fiduciary obligation is to put the client's (or the beneficiary's)
needs before his or her own. ... Finding The Right Accounting Certification. ...
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http://www.investopedia.com/exam-guide/series-65/conflicts-of-interest/anti-fraud-provisions-fiduciary-duties.asp
... The IA's primary fiduciary obligation is to put the client's (or beneficiary's)
needs before his or her own. ... Finding The Right Accounting Certification. ...
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http://www.investopedia.com/exam-guide/series-63/business-practices/communications-clients-prospects.asp
... All securities professionals have a fiduciary responsibility to handle client funds
and advice in a professional ... Finding The Right Accounting Certification. ...
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http://www.investopedia.com/exam-guide/series-26/mutual-fund-accounts/types-account-agents.asp
... The fiduciary may not use the account for his or her own benefit; he or she can
charge a reasonable fee for services ... Finding The Right Accounting Certification. ...
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http://www.investopedia.com/exam-guide/finra-series-6/customer-accounts/classification-accounts.asp
... The fiduciary may not use the account for his or her own benefit; he or she can
charge a reasonable fee for services ... Finding The Right Accounting Certification. ...
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http://www.investopedia.com/exam-guide/series-66/retirement-plans/erisa-issues.asp
... The IA could be liable for breach of fiduciary duty, even if the plan assets have
outperformed the market. ... Finding The Right Accounting Certification. ...
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http://www.investopedia.com/exam-guide/series-65/retirement-plans/erisa-issues.asp
... The IA could be liable for breach of fiduciary duty, even if the plan assets have
outperformed the market. ... Finding The Right Accounting Certification. ...
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http://www.investopedia.com/exam-guide/series-66/handling-client-funds/prudent-investor-standards.asp
... While the fiduciary role of IAs and IARs was discussed earlier in the section, it
is important to understand that ... Finding The Right Accounting Certification. ...
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http://www.investopedia.com/exam-guide/series-26/retirement-college-plans/employer-sponsored.asp
... Any investment of contributions and plan assets, as well as all plan management,
must follow strict fiduciary rules. ... Finding The Right Accounting Certification. ...
