SEC Form 13F

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Dictionary Says

Definition of 'SEC Form 13F'

A filing with the Securities and Exchange Commission (SEC), also known as the Information Required of Institutional Investment Managers Form. It is a quarterly filing required of institutional investment managers with over $100 million in qualifying assets. Companies required to file SEC Form 13-F may include insurance companies, banks, pension funds, investment advisers and broker-dealers. This form, which must be filed within 45 days of the end of each quarter, contains information about the investment manager and potentially a list of their recent investment holdings.
Investopedia Says

Investopedia explains 'SEC Form 13F'

SEC Form 13-F was made famous by investment con artist Bernie Madoff. It provides investors with an inside look at the holdings of Wall Street's largest investment managers. While this form can provide valuable insight into the management style of some of Wall Street's best, history has proven that these forms are only truly usable by investors when the investment manager reports accurately and honestly.

Related Forms: SEC Forms 13-FE, 13-G.  
Search results for

'SEC Form 13F'

  • Keeping An Eye On The Activities Of Insiders And Institutions

    http://www.investopedia.com/articles/stocks/05/042605.asp
    ... investment managers who exercise investment discretion of more than $100 million
    in securities must report their holdings on Form 13F with the SEC. ...

  • Build A Baby Berkshire

    http://www.investopedia.com/articles/fundamental-analysis/08/copy-buffett.asp
    ... The next section will show you how to read Form 13F and how to use quarterly ... but
    believe it or not, those picks are accessible to everyone thanks to the SEC. ...

  • Series 65 Study Guide - Client Communication and Compensation ...

    http://www.investopedia.com/exam-guide/series-65/communication-compensation/special-disclosure-requirements.asp
    ... For these purposes, the SEC definition does NOT include: Managed account programs ...
    is paid to the person who recommended the program. Form 13F Disclosure An IA ...

  • Warren Buffett's Best Buys

    http://www.investopedia.com/articles/stocks/08/buffett-best-buys.asp
    ... To find the most recent holdings look for the SEC form 13F.(Learn to assess the
    systems by which businesses make their revenue in Getting To Know Business ...

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