Form 3


DEFINITION of 'Form 3'

A document that must be filed with the Securities and Exchange Commission (SEC) by an insider affiliated with a public company's operation or by any investor owning 10% or more of the company's outstanding shares.


This document must be filed with the SEC no later than 10 days after an insider becomes affiliated with a company, and it must be filed for each company in which a person is an insider, regardless of whether or not the insider has an equity position in the company at that time.

  1. SEC Form 10-KT405

    An obsolete Securities and Exchange Commission (SEC) form that ...
  2. SEC Form 10-K405

    A form used by the Securities and Exchange Commission (SEC) prior ...
  3. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  4. Insider

    A director or senior officer of a company, as well as any person ...
  5. Form 5

    A document that must be filed with the Securities and Exchange ...
  6. Insider Trading

    The buying or selling of a security by someone who has access ...
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