Investment Advisors Act of 1940

What Does Investment Advisors Act of 1940 Mean?
The federal law enforced and interpreted by the Securities and Exchange Commission (SEC) that governs investment advisors.

Investopedia explains Investment Advisors Act of 1940
Unless qualified for an exemption, federally regulated advisors must register with the SEC and abide by the law as set out by the Advisors Act.

Related Terms

Registered Investment Advisor
Securities And Exchange Commission - SEC
Securities Exchange Act Of 1934
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