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Definition of 'Investment Advice'
Any recommendation or guidance that attempts to educate, inform or guide an investor regarding a particular investment product or series of products. Investment advice can be professional; that is, the investor pays a fee in exchange for the qualified professional's guidance and expertise, as seen with financial planners; or, investment advice can be amateur in nature, as with certain internet blogs, chat rooms or even conversations.
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Investopedia explains 'Investment Advice'
Investment advice refers to any recommendations regarding an investor's portfolio. Many professionals, including financial planners, bankers and brokers, can provide investors with investment advice that is specific to their financial situation and short- and long-term financial goals. Due to the vast amount of investment advice available, particularly online, an investor may wish to determine the qualifications of the person dispensing the advice prior to making any investments. Ultimately, it is up to the individual investor to decide which investments are most suitable.
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Search results for 'Investment Advice'
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http://www.investopedia.com/articles/pf/08/bad-investment-advice.asp
The Cost And Consequences Of Bad Investment Advice. June 17 ... another matter.
Bad investment advice is usually due to one of two reasons. ...
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http://www.investopedia.com/exam-guide/series-66/administrative-procedures/investment-advice-rescission-penalties-liabilites.asp
Investopedia's Series 66 online Study Guide. In this section rescission
and penalties for investment advice in violation with USA. ...
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http://www.investopedia.com/exam-guide/series-66/regulation-investment-advisors/sec-releases-ia-770-1092.asp
... IA 1092 was issued in 1987 in response to increased activity in financial
planning and investment advice. It essentially reaffirmed ...
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http://www.investopedia.com/exam-guide/series-65/investment-advisor-registration/sec-releases-770-1092.asp
... IA 1092 was issued in 1987 as a result of the increased activity in financial
planning and investment advice. It essentially reaffirmed ...
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http://www.investopedia.com/articles/basics/04/022704.asp
... Because it's based on an hourly rate, fee-only investment advice is not motivated
by the frequency of your trades and is therefore more likely to encourage you ...
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http://www.investopedia.com/ask/answers/03/101003.asp
... whether the investment professional should be held liable for his or her advice,
the SEC will try to determine whether the investment advice was suitable for ...
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http://www.investopedia.com/exam-guide/series-66/regulation-investment-advisors/default.asp
... 1940 (a link to the entire Act can be found in Appendix B) was enacted to protect
the public by requiring those who provide investment advice for compensation ...
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http://www.investopedia.com/exam-guide/series-66/regulation-investment-advisors/advisor-representatives-definition.asp
... employed by or associated with a federal covered investment advisor, who makes any
recommendations or otherwise gives investment advice regarding securities ...
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http://www.investopedia.com/exam-guide/finra-series-6/securities-industry-regulations/investment-advisors-act-1940.asp
... Purpose The Investment Advisors Act of 1940 was enacted to protect the public by
requiring those who provide investment advice for compensation to register as ...
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http://www.investopedia.com/exam-guide/series-66/regulation-investment-advisors/additional-information.asp
... If a broker-dealer both effects transactions and offers investment advice for special
compensation, then he or she must register as an investment advisor as ...
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