Municipal Securities Rulemaking Board - MSRB

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Dictionary Says

Definition of 'Municipal Securities Rulemaking Board - MSRB'

A regulating body that creates rules and policies for investment firms and banks in the issuing and sale of municipal bonds, notes and other municipal securities by states, cities and counties. Activities regulated by the MSRB include the underwriting, trading and selling of municipal securities financing public projects.
Investopedia Says

Investopedia explains 'Municipal Securities Rulemaking Board - MSRB'

The MSRB was established by the United States Congress in 1975. Like the New York Stock Exchange or the National Association of Securities Dealers, the MSRB is a self-regulatory organization that is subject to supervision by the Securities and Exchange Commission (SEC).
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'Municipal Securities Rulemaking Board (MSRB)'

  • Series 7 Study Guide - Securities Markets - Rules Regulating SROs ...

    http://www.investopedia.com/exam-guide/series-7/securities-markets/rules-sro.asp
    ... In addition to knowing the NYSE rules, you will need to know some key regulations
    governing FINRA, the Municipal Securities Rulemaking Board (MSRB) and the ...
  • Series 7 Study Guide - Rules and Regulations - Municipal Security ...

    http://www.investopedia.com/exam-guide/series-7/rules-regulations/muni-advertising-standards.asp
    ... Advertising for municipal securities is regulated by Rule G-21 of the
    aptly named Municipal Securities Rulemaking Board (MSRB). ...
  • Get A Job In Compliance

    http://www.investopedia.com/articles/financialcareers/07/compliance-job.asp
    ... These exams require an understanding of net capital rules, Municipal Securities
    Rulemaking Board (MSRB) rules, rules for maintaining customer accounts, sales ...
  • Series 6 Study Guide - Customer Accounts - FINRA Rules ...

    http://www.investopedia.com/exam-guide/finra-series-6/customer-accounts/finra-rules.asp
    ... Rule 3050 - Transactions For or By Associated Persons As a general rule, FINRA,
    NYSE and Municipal Securities Rulemaking Board (MSRB) require that broker ...

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