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http://www.investopedia.com/exam-guide/series-26/mutual-fund-accounts/opening-account.asp
... Mutual Fund Accounts - Opening a New Account and Account Types. ... sum of cash or
securities to a minor and appoints an adult to act as custodian for the minor. ...
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http://www.investopedia.com/exam-guide/series-26/investment-companies/management-mutual-funds.asp
... and hire the investment advisor, transfer agent and custodian (defined below) for
each fund. Sponsor The principal underwriter of a mutual fund is called a ...
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http://www.investopedia.com/exam-guide/finra-series-6/investment-companies/structure-management-mutual-funds.asp
... and hire the investment advisor, transfer agent and custodian (defined below) for
each fund. Sponsor The principal underwriter of a mutual fund is called a ...
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http://www.investopedia.com/exam-guide/series-26/mutual-fund-accounts/types-account-agents.asp
... Mutual Fund Accounts - Types of Account Agents. ... Trustee - administers a trust; Custodian
- manages a Uniform Gift to Minors Act (UGMA) or Uniform Transfer to ...
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http://www.investopedia.com/university/quality-mutual-fund/chp1-Introduction/mf-structure.asp
... Mutual Fund. Investment Advisor, Principal Underwriter, Administrator, Transfer
Agent, Custodian, Independent Public Accountant. Manages ...
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http://www.investopedia.com/exam-guide/finra-series-6/investment-companies/mutual-fund-operations.asp
... The SEC prohibits a mutual fund from engaging in ... a position with or affiliation to
the fund. ... with the underwriter, investment advisor, custodian or transfer ...
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http://www.investopedia.com/articles/mutualfund/05/MFhistory.asp
... went public in 1928, eventually spawning the mutual fund firm known today as MFS
Investment Management. State Street Investors' Trust was the custodian of the ...
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http://www.investopedia.com/exam-guide/finra-series-6/customer-accounts/custodial-accounts.asp
... Under the UGMA, an adult donor gifts an irrevocable sum of cash or securities to
a minor and appoints an adult to act as custodian for the minor. ...
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http://www.investopedia.com/exam-guide/series-26/retirement-college-plans/qualified-retirement-plans.asp
... In the case of a direct transfer or direct rollover, the money is sent directly
from the custodian of the plan to the custodian of the new plan. ...
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http://www.investopedia.com/exam-guide/series-26/variable-contracts/contractual-plans.asp
... In return, the mutual fund company issues trust certificates for their interest
in the ... Payments from the investor are deposited with the custodian (or trustee ...
