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http://www.investopedia.com/exam-guide/finra-series-6/securities-industry-regulations/investment-company-definition.asp
... The most common open-end management companies are mutual fund companies which sell
and ... companies, are like the name implies, any management company that is not ...
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http://www.investopedia.com/exam-guide/finra-series-6/finra-rules/finra-conduct-rule-2830-investment-company-securities.asp
... Refund of Sales Charges If any security issued by an open-end management investment
company is repurchased by the issuer, or is tendered for redemption within ...
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http://www.investopedia.com/exam-guide/finra-series-6/investment-companies/sales-charges-expenses.asp
... and distribution costs and other administrative liabilities, open-end management
companies charge ... When the fund is redeemed, the management company imposes a ...
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http://www.investopedia.com/exam-guide/series-26/investment-companies/mutual-fund-pricing.asp
... and distribution costs and other administrative liabilities, open-end management
companies charge ... When the fund is redeemed, the management company imposes a ...
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http://www.investopedia.com/exam-guide/series-26/investment-companies/investment-companies.asp
... its investment objective. There are two types of management investment
company: closed-end and open-end. The primary differences ...
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http://www.investopedia.com/exam-guide/finra-series-6/investment-companies/unit-investment-trust.asp
... its investment objective. There are two types of management investment
company: closed-end and open-end. The primary differences ...
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http://www.investopedia.com/exam-guide/series-26/communications-customers/rule-482-advertising.asp
... Advertisements Including Performance Data An advertisement that includes performance
data of an open-end management investment company or a separate account ...
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http://www.investopedia.com/exam-guide/series-26/sales/finra-conduct-rule-2830.asp
... Refund of Sales Charges If any security issued by an open-end management investment
company is repurchased by the issuer, or is tendered for redemption within ...
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http://www.investopedia.com/exam-guide/finra-series-6/marketing-presentations/securities-act-1933-rule-482.asp
... Advertisements including performance data An advertisement that includes performance
data of an open-end management investment company or a separate account ...
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http://www.investopedia.com/articles/mutualfund/06/sidebysidemanage.asp
... 5% of all US assets under management, they account ... when compared with mutual funds
(open-end and closed ... closely, primarily under the Investment Company Act of ...
