Registered Representative - RR

What is a 'Registered Representative - RR'

A Registered Representative (RR) is a person who works for a brokerage company that is licensed by the Securities and Exchange Commission (SEC) and acts as an account executive for clients trading investment products such as stocks, bonds and mutual funds.

Also known as an "account executive".

BREAKING DOWN 'Registered Representative - RR'

To become licensed as a Registered Representative to act as agent in the buying and selling of securities, a person must pass the Series 7 and Series 63 securities examinations, and be registered with a member of the Financial Industry Regulatory Authority (FINRA) or a self-regulatory organization (SRO).

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RELATED FAQS
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  4. What are the differences between the Series 6 exam and the Series 7 exam?

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