1. SEC Form N-SAR

  2. SEC Form NSAR-A

  3. SEC Form NSAR-AT

  4. SEC Form NSAR-B

  5. SEC Form NSAR-BT

  6. SEC Form NSAR-U

  7. SEC Form NT 10-K

  8. SEC Form NT 10-Q

  9. SEC Form NT 11-K

  10. SEC Form NT-NSAR

  11. SEC Form NT15D2

  12. SEC Form PILOT

  13. SEC Form PRE 14A

  14. SEC Form PRE 14C

  15. SEC Form PRE13E3

  16. SEC Form PREC14A

  17. SEC Form PREC14C

  18. SEC Form PREM14A

  19. SEC Form PREM14C

  20. SEC Form PRER14A

  21. SEC Form PRER14C

  22. SEC Form PRES14A

  23. SEC Form PRES14C

  24. SEC Form PRRN14A

  25. SEC Form PX14A6G

  26. SEC Form R31

  27. SEC Form S-1

  28. SEC Form S-11

  29. SEC Form S-2

  30. SEC Form S-20

  31. SEC Form S-3

  32. SEC Form S-3D

  33. SEC Form S-4

  34. SEC Form S-4EF

  35. SEC Form S-6

  36. SEC Form S-8

  37. SEC Form SB-1

  38. SEC Form SB-2

  39. SEC Form SP15D2

  40. SEC Form T-1

  41. SEC Form T-2

  42. SEC Form T-3

  43. SEC Form T-4

  44. SEC Form T-6

  45. SEC Form TA-1

  46. SEC Form TA-2

  47. SEC Form U-1

  48. SEC Form U-12-1B

  49. SEC Form U-12-IA

  50. SEC Form U-13-1

  51. SEC Form U-13-60

  52. SEC Form U-13E-1

  53. SEC Form U-33-S

  54. SEC Form U-3A-2

  55. SEC Form U-3A3-1

  56. SEC Form U-57

  57. SEC Form U-5S

  58. SEC Form U-6B-2

  59. SEC Form U-7D

  60. SEC Form U-9C-3

  61. SEC Form U-R-1

  62. SEC Form U5A

  63. SEC Form U5B

  64. SEC Form X-15AJ-1

  65. SEC Form X-15AJ-2

  66. SEC Form X-17A-5

  67. SEC MEF Filings

  68. SEC POS AM Filing

  69. SEC Release IA-1092

  70. SEC RW Filing

  71. SEC Schedule 13D

  72. SEC Schedule 13E-3

  73. SEC Yield

  74. Second Chance Loan

  75. Second Lien Debt

  76. Second Mortgage

  77. Second World

  78. Second-To-Die Insurance

  79. Secondary Beneficiary

  80. Secondary Business

  81. Secondary Buyout

  82. Secondary Liability

  83. Secondary Liquidity

  84. Secondary Market

  85. Secondary Mortgage Market

  86. Secondary Mortgage Market Enhancement Act - SMMEA

  87. Secondary Offering

  88. Secondary Reserves

  89. Secondary Stock

  90. Section 1031

  91. Section 1035 Exchange

  92. Section 1041

  93. Section 1231 Property

  94. Section 1237 Capital Gain Opportunity

  95. Section 1244 Stock

  96. Section 1245

  97. Section 1250

  98. Section 1256 Contract

  99. Section 12D-1 Limit

  100. Section 1341 Credit

Hot Definitions
  1. National Best Bid and Offer - NBBO

    A term applying to the SEC requirement that brokers must guarantee customers the best available ask price when they buy securities and the best available bid price when they sell securities.
  2. Maintenance Margin

    The minimum amount of equity that must be maintained in a margin account. In the context of the NYSE and FINRA, after an investor has bought securities on margin, the minimum required level of margin is 25% of the total market value of the securities in the margin account.
  3. Leased Bank Guarantee

    A bank guarantee that is leased to a third party for a specific fee. The issuing bank will conduct due diligence on the creditworthiness of the customer looking to secure a bank guarantee, then lease a guarantee to that customer for a set amount of money and over a set period of time, typically less than two years.
  4. Degree Of Financial Leverage - DFL

    A ratio that measures the sensitivity of a company’s earnings per share (EPS) to fluctuations in its operating income, as a result of changes in its capital structure. Degree of Financial Leverage (DFL) measures the percentage change in EPS for a unit change in earnings before interest and taxes (EBIT).
  5. Jeff Bezos

    Self-made billionaire Jeff Bezos is famous for founding online retail giant Amazon.com.
  6. Re-fracking

    Re-fracking is the practice of returning to older wells that had been fracked in the recent past to capitalize on newer, more effective extraction technology. Re-fracking can be effective on especially tight oil deposits – where the shale products low yields – to extend their productivity.
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