S-3 Filing

DEFINITION of 'S-3 Filing'

The most simplified registration form. It can only be used by companies that have been required to report under the '34 Act for a minimum of twelve months and have met the timely filing requirements set forth under Form S-2.

BREAKING DOWN 'S-3 Filing'

The offering and issuer must meet the eligibility tests prescribed by the form before having a secondary offering.

RELATED TERMS
  1. SEC Form S-3

    A simplified security registration form from the SEC, open to ...
  2. SEC Form S-2

    A form from the Securities and Exchange Commission (SEC) that ...
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    The initial registration form for new securities required by ...
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    A filing with the Securities and Exchange Commission (SEC), also ...
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    A filing with the Securities and Exchange Commission (SEC) required ...
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