SEC Form 10-C

Definition of 'SEC Form 10-C'


A form filed with the Securities and Exchange Commission (SEC) by companies whose securities are quoted on the NASDAQ interdealer quotation system. This form is used any time there is a change in oustanding shares in excess of 5% or if there is a change in the name of the issuer.

Investopedia explains 'SEC Form 10-C'


The requirement to file Form 10-C is covered under Rule 13a-17 and 15d-17 of the Securities Exchange Act of 1934. Companies must file this report within 10 days of making the changes noted above.



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