SEC Form 10-KT405

AAA

DEFINITION of 'SEC Form 10-KT405'

An obsolete Securities and Exchange Commission (SEC) form that was submitted in lieu of a 10-K405 when a company changed its fiscal year-end. SEC Form 10-KT405, and the 10-K405, were used by the SEC prior to 2003. The form was used when a company was not punctual in filing a Form 4 (or similar Form 3 or Form 5) disclosing its insider trading activities.

INVESTOPEDIA EXPLAINS 'SEC Form 10-KT405'

Guidelines for reporting insider trading activity is covered under Section 16 of the Securities Exchange Act. SEC Forms 10-K405 and 10-KSB405 were eliminated after it was determined that the use of forms was inconsistent and unreliable. The form is no longer accepted by the EDGAR system.

RELATED TERMS
  1. SEC Form NT 11-K

    A filing with the Securities and Exchange Commission (SEC) that ...
  2. Form 3

    A document that must be filed with the Securities and Exchange ...
  3. Form 5

    A document that must be filed with the Securities and Exchange ...
  4. Form 4

    A document that must be filed with the Securities and Exchange ...
  5. Section 16

    A section of the Securities Exchange Act of 1934 that is used ...
  6. Electronic Data Gathering, Analysis ...

    The electronic filing system created by the Securities and Exchange ...
Related Articles
  1. SEC Filings: Forms You Need To Know
    Investing Basics

    SEC Filings: Forms You Need To Know

  2. What Investors Can Learn From Insider ...
    Markets

    What Investors Can Learn From Insider ...

  3. Defining Illegal Insider Trading
    Economics

    Defining Illegal Insider Trading

  4. When Insiders Buy, Should Investors ...
    Options & Futures

    When Insiders Buy, Should Investors ...

Hot Definitions
  1. Financing Entity

    The party in a financing arrangement that provides money, property, or another asset to an intermediate entity or financed ...
  2. Hyperinflation

    Extremely rapid or out of control inflation. There is no precise numerical definition to hyperinflation. Hyperinflation is ...
  3. Gross Rate Of Return

    The total rate of return on an investment before the deduction of any fees or expenses. The gross rate of return is quoted ...
  4. Debit Spread

    Two options with different market prices that an investor trades on the same underlying security. The higher priced option ...
  5. Leading Indicator

    A measurable economic factor that changes before the economy starts to follow a particular pattern or trend. Leading indicators ...
  6. Wage-Price Spiral

    A macroeconomic theory to explain the cause-and-effect relationship between rising wages and rising prices, or inflation. ...
Trading Center