SEC Form 10SB12B

AAA

DEFINITION of 'SEC Form 10SB12B'

A filing with the Securities and Exchange Commission (SEC), also known as the "Initial Registration of Securities for a Small Business Form", used to register new securities that will be available for public investment. The same general security registration information is required on SEC Form 10SB12B as is on SEC Form 10-12, but in a consolidated format meant to ease the filing burden of smaller companies. This information includes information about the company's management, number of shares to be issued, par value of issued shares and the exchange where the shares will trade.

INVESTOPEDIA EXPLAINS 'SEC Form 10SB12B'

With the increasing modernization of the SEC's EDGAR Filing System, including a move towards web-based SEC filings, the Form 10SB12B has been discontinued. This does not mean, however, that previously filed Form 10SB12Bs will be removed from the EDGAR system or made unavailable to the public.

Related Forms: SEC Forms 10-SB12B/A, 10-SB12G, 10-SB12G/A

RELATED TERMS
  1. SEC Form 10-QT

    An SEC form used when there is a presentation of "transitional ...
  2. SEC Form 10-C

    A form filed with the Securities and Exchange Commission (SEC) ...
  3. SEC Form 10-12G

    A filing with the Securities and Exchange Commission (SEC), also ...
  4. Annual Report

    1. An annual publication that public corporations must provide ...
  5. Fiscal Year - FY

    A period that a company or government uses for accounting purposes ...
  6. Electronic Data Gathering, Analysis ...

    The electronic filing system created by the Securities and Exchange ...
RELATED FAQS
  1. What are some of the major regulatory agencies responsible for overseeing financial ...

    There are a number of agencies assigned to regulate and oversee financial institutions and financial markets, including the ... Read Full Answer >>
  2. How did the Dodd-Frank Act change whistleblower protection and processes?

    In 2010, the Dodd-Frank Act strengthened and expanded the existing whistleblower program promulgated by the Sarbanes-Oxley ... Read Full Answer >>
  3. What are the pros and cons of holding a non-controlling interest in a company?

    Most investors hold a non-controlling interest – also known as a minority interest – of the companies in which they own shares. ... Read Full Answer >>
  4. What is the difference between shares outstanding and floating stock?

    Shares outstanding and floating stock are different measures of the shares of a particular stock. Shares outstanding is the ... Read Full Answer >>
  5. Which federal regulatory agencies approved and are now responsible for enforcing ...

    Five federal regulatory agencies approved and are jointly responsible for enforcing the Volcker rule. These agencies include ... Read Full Answer >>
  6. What do regulators think of Value at Risk (VaR)?

    Most regulators across the world consider value at risk, or VaR, to be an effective internal model of financial risk, and ... Read Full Answer >>
Related Articles
  1. Retirement

    Footnotes: Early Warning Signs For Investors

    These documents hold very important information, but reading them takes skill.
  2. Professionals

    Investigating The Securities Police

    Learn about the history of FINRA and how this organization protects investors.
  3. Options & Futures

    Financial Regulators: Who They Are And What They Do

    Find out how these government agencies govern the financial markets.
  4. Personal Finance

    Who's Looking Out For Investors?

    If your account has been mishandled, FINRA and the SEC are among several organizations that can help.
  5. Economics

    What is a Resident Alien?

    A resident alien is a foreigner who is a permanent resident of the country in which he or she resides but does not have citizenship.
  6. Entrepreneurship

    Employment Negotiations: What To Ask For & How

    Improving their first offer: What you should know
  7. Investing Basics

    The 5 Worst Financial Advisor Scammers of All Time

    A look back at history's five worst financial scams.
  8. Entrepreneurship

    How To Talk To Headhunters

    8 tips on forging a fruitful relationship with an executive recruiter.
  9. Investing

    Should Amtrak Be Privatized?

    This story examines whether or not Amtrak, the US consumer rail system, should be privatized in the wake of its tragic accident.
  10. Personal Finance

    The Purpose Of a FMLA Form

    Parsing the different types of paperwork that accompany a leave of absence under the Family Medical Leave Act.

You May Also Like

Hot Definitions
  1. Social Security

    A United States federal program of social insurance and benefits developed in 1935. The Social Security program's benefits ...
  2. American Dream

    The belief that anyone, regardless of where they were born or what class they were born into, can attain their own version ...
  3. Multicurrency Note Facility

    A credit facility that finances short- to medium-term Euro notes. Multicurrency note facilities are denominated in many currencies. ...
  4. National Currency

    The currency or legal tender issued by a nation's central bank or monetary authority. The national currency of a nation is ...
  5. Treasury Yield

    The return on investment, expressed as a percentage, on the debt obligations of the U.S. government. Treasuries are considered ...
  6. Bund

    A bond issued by Germany's federal government, or the German word for "bond." Bunds are the German equivalent of U.S. Treasury ...
Trading Center
×

You are using adblocking software

Want access to all of Investopedia? Add us to your “whitelist”
so you'll never miss a feature!