SEC Form 15-12G

AAA

DEFINITION of 'SEC Form 15-12G'

A certification of termination of registration of a class of security under Section 12(g), or notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the 1934 Securities Exchange Act Section 12(g).

INVESTOPEDIA EXPLAINS 'SEC Form 15-12G'

Section 12(g) of the Securities Exchange Act concerns exceptions to the normal filing requirements for registering a security with the SEC. The data provided to the SEC would be regarding why the security would be exempt from the 1934 act. Some examples would be mutual funds, some insurance company products, co-ops, etc.

RELATED TERMS
  1. SEC Form 15-12B

    A certification of termination of registration of a class of ...
  2. SEC Form 15-15D

    A certification of termination of registration of a class of ...
  3. Mutual Fund

    An investment vehicle that is made up of a pool of funds collected ...
  4. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  5. Securities Act Of 1933

    A federal piece of legislation enacted as a result of the market ...
  6. Securities Exchange Act Of 1934

    The Securities Exchange Act of 1934 was created to provide governance ...
Related Articles
  1. SEC Filings: Forms You Need To Know
    Investing Basics

    SEC Filings: Forms You Need To Know

  2. A Brief History Of The Mutual Fund
    Retirement

    A Brief History Of The Mutual Fund

  3. Money And Politics
    Economics

    Money And Politics

  4. What Investors Can Learn From Insider ...
    Markets

    What Investors Can Learn From Insider ...

comments powered by Disqus
Hot Definitions
  1. Walras' Law

    An economics law that suggests that the existence of excess supply in one market must be matched by excess demand in another ...
  2. Market Segmentation

    A marketing term referring to the aggregating of prospective buyers into groups (segments) that have common needs and will ...
  3. Effective Annual Interest Rate

    An investment's annual rate of interest when compounding occurs more often than once a year. Calculated as the following: ...
  4. Debit Spread

    Two options with different market prices that an investor trades on the same underlying security. The higher priced option ...
  5. Odious Debt

    Money borrowed by one country from another country and then misappropriated by national rulers. A nation's debt becomes odious ...
  6. Takeover

    A corporate action where an acquiring company makes a bid for an acquiree. If the target company is publicly traded, the ...
Trading Center