SEC Form 26



A form that is filed by a national securities exchange to notify the SEC of the admission to trading of a substituted or additional class of security under Rule 12a-5 of the Securities Exchange Act of 1934. SEC Form 26 informs the SEC of the dates that the security was or will be admitted for trading, both when-issued and in the regular way.


The term "when-issued" indicates a conditional transaction in a security authorized for issuance but is not as yet actually issued. These transactions are on an "if" basis, to be settled if and when the actual security is issued.

  1. SEC Form 25

    A notification given to the SEC by a national securities exchange ...
  2. SEC Form 1

    An application for and amendments to an application for registration ...
  3. New Issue

    A reference to a security that has been registered, issued and ...
  4. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  5. When Issued - WI

    A transaction that is made conditionally because a security has ...
  6. Securities Act Of 1933

    A federal piece of legislation enacted as a result of the market ...
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