SEC Form 35-APP

AAA

DEFINITION of 'SEC Form 35-APP'

A now-obsolete filing with the Securities and Exchange Commission (SEC) that had to be submitted by public utility holding companies wanting to engage in a transaction for which no other form of application was prescribed. SEC Form 35-APP provided investors and the SEC with detailed information about the proposed transaction as part of the SEC's efforts to regulate public utility holding companies.

INVESTOPEDIA EXPLAINS 'SEC Form 35-APP'

SEC Form 35-APP, "statement concerning a proposed transaction", was required under the Public Utility Holding Company Act (PUHCA), which regulated the holding companies of electric and natural gas utilities and which was repealed on August 8, 2005. Since the act was repealed, this form is now obsolete.


RELATED TERMS
  1. Holding Company

    A parent corporation that owns enough voting stock in another ...
  2. Form 1065

    A tax document used to report the profits, losses and deductions ...
  3. SEC Form 26

    A form that is filed by a national securities exchange to notify ...
  4. SEC Form U5A

    A now-obsolete filing with the Securities and Exchange Commission ...
  5. Electronic Data Gathering, Analysis ...

    The electronic filing system created by the Securities and Exchange ...
  6. Insider Trading

    The buying or selling of a security by someone who has access ...
Related Articles
  1. SEC Filings: Forms You Need To Know
    Investing Basics

    SEC Filings: Forms You Need To Know

  2. How does FINRA differ from the SEC?
    Investing

    How does FINRA differ from the SEC?

  3. Investigating The Securities Police
    Professionals

    Investigating The Securities Police

  4. Policing The Securities Market: An Overview ...
    Investing Basics

    Policing The Securities Market: An Overview ...

Hot Definitions
  1. Conduit Issuer

    An organization, usually a government agency, that issues municipal securities to raise capital for revenue-generating projects ...
  2. Financing Entity

    The party in a financing arrangement that provides money, property, or another asset to an intermediate entity or financed ...
  3. Hyperinflation

    Extremely rapid or out of control inflation. There is no precise numerical definition to hyperinflation. Hyperinflation is ...
  4. Gross Rate Of Return

    The total rate of return on an investment before the deduction of any fees or expenses. The gross rate of return is quoted ...
  5. Debit Spread

    Two options with different market prices that an investor trades on the same underlying security. The higher priced option ...
  6. Leading Indicator

    A measurable economic factor that changes before the economy starts to follow a particular pattern or trend. Leading indicators ...
Trading Center