SEC Form 35-CERT

AAA

DEFINITION of 'SEC Form 35-CERT'

A now-obsolete filing with the Securities and Exchange Commission (SEC) that had to be submitted by public utility holding companies to certify compliance with terms and conditions required by Rule 24 of the Public Utility Holding Company Act (PUHCA) of 1935. This form provided investors and the SEC with detailed information about the registrant's compliance as part of the SEC's efforts to regulate public utility holding companies.

INVESTOPEDIA EXPLAINS 'SEC Form 35-CERT'

SEC Form 35-CERT, "certificate concerning terms and conditions", was required under Rule 24 of the PUHCA, which regulated the holding companies of electric and natural gas utilities and which was repealed on August 8, 2005. Since the act was repealed, this form is now obsolete.

RELATED TERMS
  1. Holding Company

    A parent corporation that owns enough voting stock in another ...
  2. SEC Form 497

    The SEC form that investment companies use to file their definitive ...
  3. SEC Form 26

    A form that is filed by a national securities exchange to notify ...
  4. SEC Form U5A

    A now-obsolete filing with the Securities and Exchange Commission ...
  5. Registration

    1. The process by which a company files required documents with ...
  6. Electronic Data Gathering, Analysis ...

    The electronic filing system created by the Securities and Exchange ...
Related Articles
  1. SEC Filings: Forms You Need To Know
    Investing Basics

    SEC Filings: Forms You Need To Know

  2. Get A Job In Compliance
    Professionals

    Get A Job In Compliance

  3. Policing The Securities Market: An Overview ...
    Investing Basics

    Policing The Securities Market: An Overview ...

  4. Where can I find a company's annual ...
    Investing

    Where can I find a company's annual ...

comments powered by Disqus
Hot Definitions
  1. Correlation

    In the world of finance, a statistical measure of how two securities move in relation to each other. Correlations are used ...
  2. Letter Of Credit

    A letter from a bank guaranteeing that a buyer's payment to a seller will be received on time and for the correct amount. ...
  3. Due Diligence - DD

    1. An investigation or audit of a potential investment. Due diligence serves to confirm all material facts in regards to ...
  4. Certificate Of Deposit - CD

    A savings certificate entitling the bearer to receive interest. A CD bears a maturity date, a specified fixed interest rate ...
  5. Days Sales Of Inventory - DSI

    A financial measure of a company's performance that gives investors an idea of how long it takes a company to turn its inventory ...
  6. Accounts Payable - AP

    An accounting entry that represents an entity's obligation to pay off a short-term debt to its creditors. The accounts payable ...
Trading Center