SEC Form 35-CERT

AAA

DEFINITION of 'SEC Form 35-CERT'

A now-obsolete filing with the Securities and Exchange Commission (SEC) that had to be submitted by public utility holding companies to certify compliance with terms and conditions required by Rule 24 of the Public Utility Holding Company Act (PUHCA) of 1935. This form provided investors and the SEC with detailed information about the registrant's compliance as part of the SEC's efforts to regulate public utility holding companies.

INVESTOPEDIA EXPLAINS 'SEC Form 35-CERT'

SEC Form 35-CERT, "certificate concerning terms and conditions", was required under Rule 24 of the PUHCA, which regulated the holding companies of electric and natural gas utilities and which was repealed on August 8, 2005. Since the act was repealed, this form is now obsolete.

RELATED TERMS
  1. Holding Company

    A parent corporation that owns enough voting stock in another ...
  2. SEC Form 497

    The SEC form that investment companies use to file their definitive ...
  3. SEC Form 26

    A form that is filed by a national securities exchange to notify ...
  4. SEC Form U5A

    A now-obsolete filing with the Securities and Exchange Commission ...
  5. Electronic Data Gathering, Analysis ...

    The electronic filing system created by the Securities and Exchange ...
  6. Insider Trading

    The buying or selling of a security by someone who has access ...
Related Articles
  1. SEC Filings: Forms You Need To Know
    Investing Basics

    SEC Filings: Forms You Need To Know

  2. Get A Job In Compliance
    Professionals

    Get A Job In Compliance

  3. Policing The Securities Market: An Overview ...
    Investing Basics

    Policing The Securities Market: An Overview ...

  4. Where can I find a company's annual ...
    Investing

    Where can I find a company's annual ...

comments powered by Disqus
Hot Definitions
  1. Ghosting

    An illegal practice whereby two or more market makers collectively attempt to influence and change the price of a stock. ...
  2. Elasticity

    A measure of a variable's sensitivity to a change in another variable. In economics, elasticity refers the degree to which ...
  3. Tangible Common Equity - TCE

    A measure of a company's capital, which is used to evaluate a financial institution's ability to deal with potential losses. ...
  4. Yield To Maturity (YTM)

    The rate of return anticipated on a bond if held until the maturity date. YTM is considered a long-term bond yield expressed ...
  5. Net Present Value Of Growth Opportunities - NPVGO

    A calculation of the net present value of all future cash flows involved with an additional acquisition, or potential acquisition. ...
  6. Gresham's Law

    A monetary principle stating that "bad money drives out good." In currency valuation, Gresham's Law states that if a new ...
Trading Center