SEC Form 424A



The prospectus form that a company must file if it has made significant changes to a previously-filed prospectus submitted as part of its registration statement. A company must provide five copies of each prospectus form prior to the effective registration date of the change.


A prospectus is a printed legal document that companies publish prior to selling a security; it details financial information about the company and the securities it is making available for sale (i.e. investment objectives, risks, fees, etc.). Companies are required to file prospectus form 424A in accordance with SEC Rule 424(a).

  1. SEC Form 485A24E

    A registration statement for separate accounts (management investment ...
  2. SEC Form 424B1

    The prospectus form that a company must file to provide additional ...
  3. SEC Form 424B2

    The prospectus form that a company must file if it is making ...
  4. SEC Form 424B4

    The prospectus form that a company must file to disclose information ...
  5. SEC Form 425

    The prospectus form that companies must file to disclose information ...
  6. SEC Form 424B3

    The prospectus form that a company is required to file, detailing ...
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