SEC Form 424B4

AAA

DEFINITION of 'SEC Form 424B4'

The prospectus form that a company must file to disclose information referred to in forms 424B1 and 424B3. Companies are required to file prospectus form 424B4 in accordance with Rule 424(b)(4) of the Securities Exchange Act of 1933.

INVESTOPEDIA EXPLAINS 'SEC Form 424B4'

The Securities Exchange Act of 1933 was created to help investors make informed decisions by requiring securities issuers to complete and file registration statements (including financial and material information) with the SEC before making an issue available for purchase by the public. Often registration statements filings required under the Securities Exchange Act of 1933 are also registration statements under the Investment Company Act of 1940.

RELATED TERMS
  1. SEC Form 424B1

    The prospectus form that a company must file to provide additional ...
  2. SEC Form 425

    The prospectus form that companies must file to disclose information ...
  3. SEC Form 424A

    The prospectus form that a company must file if it has made significant ...
  4. SEC Form 424B2

    The prospectus form that a company must file if it is making ...
  5. SEC Form 424B3

    The prospectus form that a company is required to file, detailing ...
  6. SEC Form 424B5

    The prospectus form that companies must file to disclose information ...
Related Articles
  1. Investing Basics

    SEC Filings: Forms You Need To Know

  2. Investing Basics

    Policing The Securities Market: An Overview ...

  3. Investing

    Where can I find a company's annual ...

  4. Economics

    The New Global Banking Regulations To ...

Hot Definitions
  1. Capitulation

    When investors give up any previous gains in stock price by selling equities in an effort to get out of the market and into ...
  2. Turkey

    Slang for an investment that yields disappointing results or turns out worse than expected. Failed business deals, securities ...
  3. Conduit Issuer

    An organization, usually a government agency, that issues municipal securities to raise capital for revenue-generating projects ...
  4. Financing Entity

    The party in a financing arrangement that provides money, property, or another asset to an intermediate entity or financed ...
  5. Hyperinflation

    Extremely rapid or out of control inflation. There is no precise numerical definition to hyperinflation. Hyperinflation is ...
  6. Gross Rate Of Return

    The total rate of return on an investment before the deduction of any fees or expenses. The gross rate of return is quoted ...
Trading Center