SEC Form 8A12BEF

DEFINITION of 'SEC Form 8A12BEF'

This form concerns the registration of listed debt securities (bonds) pursuant to Section 12(b) of the Securities Exchange Act of 1934. SEC Form 8A12BEF is to become effective automatically upon filing.

BREAKING DOWN 'SEC Form 8A12BEF'

Rule 12(b)-3 states that when an issuer files for registration of debt securities, the issuer must provide the following: the rate of interest, the date of maturity, the priority of the bond in the corporate structure, whether payment of principal and interest is contingent and if the bond is convertible into other securities.

RELATED TERMS
  1. SEC Form 8-B12B

    A filing with the Securities and Exchange Commission (SEC) which ...
  2. SEC Form 8A12BT

    A form concerned with the registration of listed debt securities ...
  3. SEC Form 15-12B

    A certification of termination of registration of a class of ...
  4. SEC Form 8-K12G3

    A form that is an initial filing for the notification of securities ...
  5. SEC Form 1

    An application for and amendments to an application for registration ...
  6. SEC Form 8-B12G

    A filing with the Securities and Exchange Commission (SEC) concerning ...
Related Articles
  1. Professionals

    Federal Covered Securities

    FINRA/NASAA Series 66 - Federal Covered Securities. This section explains federal covered securities and sample exam questions.
  2. Professionals

    Introduction

    The Securities Act of 1933 was the first major piece of securities industry regulation that was brought about largely as a result of the stock market crash of 1929. Other major laws were also ...
  3. Professionals

    State Authority over Federal Covered Securities

    FINRA/NASAA Series 65 - State Authority over Federal Covered Securities. In this section exchage-listed securuties, investment company shares and initial pyblic offering.
  4. Professionals

    Other Definitions

    FINRA/NASAA Series 66 - Other Definitions. This section contains other important definitions required for the exam. Make sure you do not skip this section!
  5. Professionals

    Registration by Coordination

    FINRA/NASAA Series 66 - Registration by Coordination. This section describes the procedure for registration by coordination.
  6. Professionals

    Other Definitions

    FINRA/NASAA Series 63 - Other Definitions. This section review other definitions and note how they could appear on the exam.
  7. Professionals

    Securities Regulation

    FINRA/NASAA Series 65 - Securities Regulation. In this section securities registartion exemptions and registering a security.
  8. Professionals

    Registration by Coordination

    FINRA/NASAA Series 63 - Registration by Coordination. In this section filiing requirements for registartion by coorrdination and how a registration becomes effective.
  9. Professionals

    Registration of Securities

    FINRA/NASAA Series 66 - Registration of Securities. In this section exemptions to state registration of securities under the Uniform Securities Act (USA) and notice filing.
  10. Professionals

    Registration by Qualification

    FINRA/NASAA Series 63 - Registration by Qualification. In this section registration by qualification requirements for Issuer and any significant subsidiary and for persons with similar status.
RELATED FAQS
  1. If an issuer wishes to register a security in the state ...

    The correct answer is a. Registration by coordination is permitted when the issuer has filed a registration application with ... Read Answer >>
  2. How do I know if I am buying unregistered securities or stocks?

    All securities, including stocks, bonds and notes, must be registered with the Securities and Exchange Commission (SEC) before ... Read Answer >>
  3. What forms of debt security are available for the average investor?

    Discover the various different types of debt securities, issued by government entities or corporations, that are available ... Read Answer >>
  4. What are unregistered securities or stocks?

    Before securities, like stocks, bonds and notes, can be offered for sale to the public, they first must be registered with ... Read Answer >>
  5. How do I evaluate a debt security?

    Look at a brief overview of the important factors to consider before purchasing a debt security, such as a corporate or government ... Read Answer >>
  6. How long is the validity period for a Series 63 exam if I have not been registered?

    Find out how registration begins using Series 63 results and how long scores are valid without registration. Learn more about ... Read Answer >>
Hot Definitions
  1. Law Of Demand

    A microeconomic law that states that, all other factors being equal, as the price of a good or service increases, consumer ...
  2. Cost Of Debt

    The effective rate that a company pays on its current debt. This can be measured in either before- or after-tax returns; ...
  3. Yield Curve

    A line that plots the interest rates, at a set point in time, of bonds having equal credit quality, but differing maturity ...
  4. Stop-Limit Order

    An order placed with a broker that combines the features of stop order with those of a limit order. A stop-limit order will ...
  5. Keynesian Economics

    An economic theory of total spending in the economy and its effects on output and inflation. Keynesian economics was developed ...
  6. Society for Worldwide Interbank Financial Telecommunications ...

    A member-owned cooperative that provides safe and secure financial transactions for its members. Established in 1973, the ...
Trading Center