SEC Form ATS-R

Filed Under: , ,
Dictionary Says

Definition of 'SEC Form ATS-R'


A form that is filed with the SEC by alternative trading systems. SEC Form ATS-R details the alternative trading systems' quarterly activities and must be filed within 30 days of the end of each calendar quarter. Activity disclosed includes both the unit and dollar volume of trades in all types of securities.

Investopedia Says

Investopedia explains 'SEC Form ATS-R'


An alternative trading system is a system or organization which provides a market place for buyers and sellers of securities. It essentially performs the function of a stock exchange, but does not set rules governing the conduct of its subscribers.

comments powered by Disqus
Hot Definitions
  1. Chicago Mercantile Exchange - CME

    The world's second-largest exchange for futures and options on futures and the largest in the U.S. Trading involves mostly futures on interest rates, currency, equities, stock indices and agricultural products.
  2. Private Equity

    Equity capital that is not quoted on a public exchange. Private equity consists of investors and funds that make investments directly into private companies or conduct buyouts of public companies that result in a delisting of public equity.
  3. Valuation

    The process of determining the current worth of an asset or company. There are many techniques that can be used to determine value, some are subjective and others are objective.
  4. Valuation

    The process of determining the current worth of an asset or company. There are many techniques that can be used to determine value, some are subjective and others are objective.
  5. Tech Street

    A term used in the financial markets and the press to refer to the technology sector. Companies like Intel, Microsoft, Apple and Dell are all considered to be part of Tech Street.
  6. Tech Street

    A term used in the financial markets and the press to refer to the technology sector. Companies like Intel, Microsoft, Apple and Dell are all considered to be part of Tech Street.
Trading Center