A filing with the Securities and Exchange Commission (SEC) that must be filed by a registrant wishing to withdraw a previously filed amendment. This form contains information regarding the filing to be withdrawn, reason for withdrawal and who may be contacted if there are any questions about the withdrawal.


SEC Form AW, "Amendment Withdrawal Request", is generally used to correct errors, such as submitting a filing using the wrong type of form in the original request. Typically, a letter will be attached explaining the reason for the withdrawal.

  1. Security

    A financial instrument that represents an ownership position ...
  2. Shareholder

    Any person, company or other institution that owns at least one ...
  3. Form 1065

    A tax document used to report the profits, losses and deductions ...
  4. SEC RW Filing

    This filing is made by companies which have already filed to ...
  5. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  6. Electronic Data Gathering, Analysis ...

    The electronic filing system created by the Securities and Exchange ...
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  1. Where can I find a company's annual report and its SEC filings?

    Thanks to the Internet, finding financial reports is easier than ever. Nowadays, every reputable company has an investor ... Read Full Answer >>
  2. Are UTMA accounts escheatable?

    Like most financial assets held by institutions such as banks and investment firms, UTMA accounts can be escheated by state ... Read Full Answer >>
  3. What is the SEC's escheatment process?

    The U.S. Securities and Exchange Commission (SEC) does not have its own escheatment process. Rather, the SEC notes that the ... Read Full Answer >>
  4. Can the IRS audit you after a refund?

    The U.S. Internal Revenue Service (IRS) can audit tax returns even after it has issued a tax refund to a taxpayer. According ... Read Full Answer >>
  5. How does escheatment impact a company?

    In recent years, state governments have become increasingly aggressive in enforcing escheatment laws. As a result, many businesses ... Read Full Answer >>
  6. What happens if property is wrongfully escheated?

    If your financial accounts, such as bank, investment or savings accounts, are declared dormant and the managing financial ... Read Full Answer >>

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