SEC Form N-17D-1

Dictionary Says

Definition of 'SEC Form N-17D-1'


A filing with the Securities and Exchange Commission (SEC) that must be submitted by a small business investment company (SBIC), licensed under the Small Business Investment Act of 1950, and by a bank that is affiliated with the SBIC. SEC Form N-17D-1 must be filed semiannually within 30 days after the end of the six-month period in which one of the following events required to be reported occurs: investment in a small business concern, or disposition, default, modification or extension of any investment of the SBIC.

Investopedia Says

Investopedia explains 'SEC Form N-17D-1'


SEC Form N-17D-1 is required under rule 17D-1 of the Investment Company Act of 1940. The SEC uses the information to collect details of transactions by an SBIC and an affiliated bank with the same small business concern.



comments powered by Disqus
Hot Definitions
  1. Valuation

    The process of determining the current worth of an asset or company. There are many techniques that can be used to determine value, some are subjective and others are objective.
  2. Tech Street

    A term used in the financial markets and the press to refer to the technology sector. Companies like Intel, Microsoft, Apple and Dell are all considered to be part of Tech Street.
  3. Tech Street

    A term used in the financial markets and the press to refer to the technology sector. Companies like Intel, Microsoft, Apple and Dell are all considered to be part of Tech Street.
  4. Momentum Investing

    An investment strategy that aims to capitalize on the continuance of existing trends in the market. The momentum investor believes that large increases in the price of a security will be followed by additional gains and vice versa for declining values.
  5. Momentum Investing

    An investment strategy that aims to capitalize on the continuance of existing trends in the market. The momentum investor believes that large increases in the price of a security will be followed by additional gains and vice versa for declining values.
  6. IPO ETF

    An exchange-traded fund that focuses on stocks that have recently held an initial public offering (IPO). The underlying indexes tracked by IPO ETFs vary from one fund manager to another, but index IPO ETFs are usually passively managed and contain equities that have recently been offered to the public.
Trading Center