SEC Form N-17D-1


DEFINITION of 'SEC Form N-17D-1'

A filing with the Securities and Exchange Commission (SEC) that must be submitted by a small business investment company (SBIC), licensed under the Small Business Investment Act of 1950, and by a bank that is affiliated with the SBIC. SEC Form N-17D-1 must be filed semiannually within 30 days after the end of the six-month period in which one of the following events required to be reported occurs: investment in a small business concern, or disposition, default, modification or extension of any investment of the SBIC.


SEC Form N-17D-1 is required under rule 17D-1 of the Investment Company Act of 1940. The SEC uses the information to collect details of transactions by an SBIC and an affiliated bank with the same small business concern.

  1. Investment Company Act Of 1940

    Created in 1940 through an act of Congress, this piece of legislation ...
  2. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  3. Default

    1. The failure to promptly pay interest or principal when due. ...
  4. Disposition

    Getting rid of an asset or security through a direct sale or ...
  5. Small Business Investment Company ...

    A privately-owned investment company that is licensed by the ...
  6. Novation

    1.The act of replacing one participating member of a contract ...
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