DEFINITION of 'SEC Form N-17D-1'

A filing with the Securities and Exchange Commission (SEC) that must be submitted by a small business investment company (SBIC), licensed under the Small Business Investment Act of 1950, and by a bank that is affiliated with the SBIC. SEC Form N-17D-1 must be filed semiannually within 30 days after the end of the six-month period in which one of the following events required to be reported occurs: investment in a small business concern, or disposition, default, modification or extension of any investment of the SBIC.

BREAKING DOWN 'SEC Form N-17D-1'

SEC Form N-17D-1 is required under rule 17D-1 of the Investment Company Act of 1940. The SEC uses the information to collect details of transactions by an SBIC and an affiliated bank with the same small business concern.

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