SEC Form N-17D-1
Definition of 'SEC Form N-17D-1'A filing with the Securities and Exchange Commission (SEC) that must be submitted by a small business investment company (SBIC), licensed under the Small Business Investment Act of 1950, and by a bank that is affiliated with the SBIC. SEC Form N-17D-1 must be filed semiannually within 30 days after the end of the six-month period in which one of the following events required to be reported occurs: investment in a small business concern, or disposition, default, modification or extension of any investment of the SBIC. |
|
Investopedia explains 'SEC Form N-17D-1'SEC Form N-17D-1 is required under rule 17D-1 of the Investment Company Act of 1940. The SEC uses the information to collect details of transactions by an SBIC and an affiliated bank with the same small business concern. |
Related Definitions
Articles Of Interest
-
SEC Filings: Forms You Need To Know
The forms companies are required to file provide a clear view of their histories and progress. -
Get A Job In Compliance
If you're a stickler for rules, this could be a promising career path for you. -
Policing The Securities Market: An Overview Of The SEC
Find out how this regulatory body protects the rights of investors. -
Where can I find a company's annual report and its SEC filings?
Thanks to the Internet, finding financial reports is easier than ever. Nowadays, every reputable company has an investor relations section on its website that is a wealth of information. Walt ... -
What happens to the fines collected by the Securities and Exchange Commission?
When the Securities and Exchange Commission (SEC) enforces a civil action against a corporation or an individual found guilty of violating SEC regulations, there's a good chance that some sort ... -
Who's Looking Out For Investors?
If your account has been mishandled, FINRA and the SEC are among several organizations that can help. -
How To Get A Job At The SEC
Want to make a good living taking on those renegade trading rascals on Wall Street? Here are some tips to help you get in the door at the SEC. -
Should You Add A Securities License To Your Qualifications?
Clients love planners who sell securities, but a securities license takes a lot of work. Learn if the stress and study are worth it. -
How To Report A Tax Cheat
If you report a tax evader to the IRS, you could be eligible for a reward. -
GAAP And The IFRS Standards Convergence Efforts In 3 Substantial Areas
Understand the specific steps that have been taken in hopes of converging the GAAP and the IFRS accounting standards, despite the philosophically and culturally based methodological differences ...
Free Annual Reports