SEC Form N-18f-1

A A A

DEFINITION

A filing with the Securities and Exchange Commission (SEC) that must be submitted by a fund, that has the right to redeem in-kind securities of which it is the issuer, that wants to be allowed to make cash redemptions.

INVESTOPEDIA EXPLAINS

SEC Form N-18f-1 is also known as "Notification of Election Pursuant to Rule 18f-1 under the Investment Company Act of 1940." This filing notifies the SEC of the fund's actions and commits the fund to pay in cash all redemptions by a shareholder of record.




RELATED TERMS
  1. Investment Company Act Of 1940

    Created in 1940 through an act of Congress, this piece of legislation clearly ...
  2. Shareholder

    Any person, company or other institution that owns at least one share in a company. ...
  3. SEC Form NT15D2

    A form that is a variant of Form 12b-25, which is a notification of a late filing ...
  4. Redemption

    The return of an investor's principal in a fixed income security, such as a ...
  5. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities markets ...
  6. Security

    A financial instrument that represents: an ownership position in a publicly-traded ...
  7. Comprehensive Automated Risk Data ...

    The Comprehensive Automated Risk Data System (CARDS) is an initiative by the ...
  8. Baked In The Cake

    Projections, expectations and other news items that are already reflected in ...
  9. Hospital Visitation Authorization

    A document that indicates who is allowed to visit a patient in a hospital or ...
  10. Restricted Stock

    Insider holdings that are under some other kind of sales restriction. Restricted ...
Related Articles
  1. Get A Job In Compliance
    Professionals

    Get A Job In Compliance

  2. SEC Filings: Forms You Need To Know
    Investing Basics

    SEC Filings: Forms You Need To Know

  3. Policing The Securities Market: An Overview ...
    Investing Basics

    Policing The Securities Market: An Overview ...

  4. Where can I find a company's annual ...
    Investing

    Where can I find a company's annual ...

  5. What happens to the fines collected ...
    Investing

    What happens to the fines collected ...

  6. Who's Looking Out For Investors?
    Personal Finance

    Who's Looking Out For Investors?

  7. How The SEC Places Rules On Penny Stocks
    Investing Basics

    How The SEC Places Rules On Penny Stocks

  8. When, Why And How To File A Complaint ...
    Credit & Loans

    When, Why And How To File A Complaint ...

  9. Understanding The Top SEC filing forms
    Investing Basics

    Understanding The Top SEC filing forms

  10. How A Company Files With The SEC
    Investing Basics

    How A Company Files With The SEC

comments powered by Disqus
Hot Definitions
  1. Degree Of Financial Leverage - DFL

    A ratio that measures the sensitivity of a company’s earnings per share (EPS) to fluctuations in its operating income, as a result of changes in its capital structure. Degree of Financial Leverage (DFL) measures the percentage change in EPS for a unit change in earnings before interest and taxes (EBIT).
  2. Jeff Bezos

    Self-made billionaire Jeff Bezos is famous for founding online retail giant Amazon.com.
  3. Re-fracking

    Re-fracking is the practice of returning to older wells that had been fracked in the recent past to capitalize on newer, more effective extraction technology. Re-fracking can be effective on especially tight oil deposits – where the shale products low yields – to extend their productivity.
  4. TIMP (acronym)

    'TIMP' is an acronym that stands for 'Turkey, Indonesia, Mexico and Philippines.' Similar to BRIC (Brazil, Russia, India and China), the acronym was coined by and investor/economist to group fast-growing emerging market economies in similar states of economic development.
  5. Pension Risk Transfer

    When a defined benefit pension provider offloads some or all of the plan’s risk – e.g.: retirement payment liabilities to former employee beneficiaries. The plan sponsor can do this by offering vested plan participants a lump-sum payment to voluntarily leave the plan, or by negotiating with an insurance company to take on the responsibility for paying benefits.
  6. XW

    A symbol used to signify that a security is trading ex-warrant. XW is one of many alphabetic qualifiers that act as a shorthand to tell investors key information about a specific security in a stock quote. These qualifiers should not be confused with ticker symbols, some of which, like qualifiers, are just one or two letters.
Trading Center