SEC Form NT15D2



A form that is a variant of Form 12b-25, which is a notification of a late filing by a reporting company that determines that it is unable to complete a required periodic report when first due without unreasonable effort or expense. In this particular case, a company would have been late in filing a special financial report pursuant to Rule 15-d2 of the Securities Exchange Act of 1934.


A special financial form would have to be filed with the SEC if a company's registration statement did not contain certified financial statements for the registrant's last full fiscal year. Rule 15-d2 requires the filing of a special financial report within 90 days of the effective date of the registration statement, which contains certified financial statements that meet the requirements of the registrants' annual report form.

  1. SEC Form N-14AE

    A form related to Form N-14, which, in general, is a form used ...
  2. Registration

    1. The process by which a company files required documents with ...
  3. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  4. Securities Act Of 1933

    A federal piece of legislation enacted as a result of the market ...
  5. Electronic Data Gathering, Analysis ...

    The electronic filing system created by the Securities and Exchange ...
  6. Securities Exchange Act Of 1934

    The Securities Exchange Act of 1934 was created to provide governance ...
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