SEC Form NT15D2

DEFINITION of 'SEC Form NT15D2'

A form that is a variant of Form 12b-25, which is a notification of a late filing by a reporting company that determines that it is unable to complete a required periodic report when first due without unreasonable effort or expense. In this particular case, a company would have been late in filing a special financial report pursuant to Rule 15-d2 of the Securities Exchange Act of 1934.

BREAKING DOWN 'SEC Form NT15D2'

A special financial form would have to be filed with the SEC if a company's registration statement did not contain certified financial statements for the registrant's last full fiscal year. Rule 15-d2 requires the filing of a special financial report within 90 days of the effective date of the registration statement, which contains certified financial statements that meet the requirements of the registrants' annual report form.

RELATED TERMS
  1. SEC Form SP15D2

    A form that concerns the filing of a special financial report ...
  2. SEC Form 8-K12G3

    A form that is an initial filing for the notification of securities ...
  3. SEC Form S-3

    A simplified security registration form from the SEC, open to ...
  4. SEC Form S-8

    A filing with the Securities and Exchange Commission (SEC) that ...
  5. SEC Form 11-K

    A form filed with the Securities and Exchange Commission (SEC). ...
  6. SEC Form N-CSR

    A form completed by registered management investment companies ...
Related Articles
  1. Popular Resources for Equity Research and Analysis: Chapter 2: The SEC Website

    Second to the company investor relations sites is the direct SEC website at www.sec.gov. Investors can learn quite a bit about the securities industry from the SEC. The forms page, which details ...
  2. Investing Basics

    SEC Filings: Forms You Need To Know

    The forms companies are required to file provide a clear view of their histories and progress.
  3. Investing Basics

    Understanding The Top SEC filing forms

    It's easier than ever to keep track of your SEC filing status online.
  4. Fundamental Analysis

    EDGAR: Investors' One-Stop-Shop For Company Filings

    You can learn a lot about any listed company through this system - if you know how to use it.
  5. Taxes

    6 Tax Forms for Investors Who Have Money Abroad

    If you're a U.S. citizen or resident, and you own assets in other countries, you might need to file these six forms with the government.
  6. Taxes

    What IRS Form 990 Tells About a Nonprofit

    Want a picture of an organization's activities? This annual form, open to the public, sums up everything from salaries paid to missions accomplished.
  7. Professionals

    Series 63 Exam State Securities Administrator

    Learn what you need to know about the state securities administrator to pass the Series 63 exam.
  8. Options & Futures

    Financial Statements: Who's In Charge?

    By David Harper (Contact David)In the United States, a company that offers its common stock to the public typically needs to file periodic financial reports with the Securities and Exchange Commission ...
  9. Taxes

    How To File A Tax Extension

    Learn the process you need to follow to grant yourself an extra six months on the deadline for filing your tax return.
  10. Investing Basics

    What are Financial Statements?

    Financial statements are a picture of a company’s financial health for a given period of time at a given point in time. The statements provide a collection of data about a company’s financial ...
RELATED FAQS
  1. If an issuer wishes to register a security in the state ...

    The correct answer is a. Registration by coordination is permitted when the issuer has filed a registration application with ... Read Answer >>
  2. A corporation, which does virtually all of its business in the state where it has ...

    The correct answer is d) Rule 147 is a rule that allows for intrastate offerings to be exempt from the requirements of full ... Read Answer >>
  3. What is the difference between a compiled and a certified financial statement?

    All publicly-traded companies are required to provide financial statements, including a balance sheet, cash flow statement ... Read Answer >>
  4. If ABC corporation, which is listed on the New York Stock Exchange ...

    The correct answer is d). This transaction would qualify under two different exemptions – the first because it is an exchange ... Read Answer >>
  5. Where can I find a company's annual report and its SEC filings?

    Thanks to the Internet, finding financial reports is easier than ever. Nowadays, every reputable company has an investor ... Read Answer >>
  6. How do I register for the CFA program for the first time?

    CFA Institute provides prospective CFA candidates with a couple registration options.1) Online Registration: This is the ... Read Answer >>
Hot Definitions
  1. MACD Technical Indicator

    Moving Average Convergence Divergence (or MACD) is a trend-following momentum indicator that shows the relationship between ...
  2. Over-The-Counter - OTC

    Over-The-Counter (or OTC) is a security traded in some context other than on a formal exchange such as the NYSE, TSX, AMEX, ...
  3. Quarter - Q1, Q2, Q3, Q4

    A three-month period on a financial calendar that acts as a basis for the reporting of earnings and the paying of dividends.
  4. Weighted Average Cost Of Capital - WACC

    Weighted average cost of capital (WACC) is a calculation of a firm's cost of capital in which each category of capital is ...
  5. Basis Point (BPS)

    A unit that is equal to 1/100th of 1%, and is used to denote the change in a financial instrument. The basis point is commonly ...
  6. Sharing Economy

    An economic model in which individuals are able to borrow or rent assets owned by someone else.
Trading Center