SEC Form PRE 14A



A filing with the Securities and Exchange Commission (SEC) that must be filed by or on behalf of a registrant when a shareholder vote is required on an issue not related to a contested matter or merger/acquisition. SEC Form PRE 14A should provide security holders with sufficient information to allow them to make an informed vote at an upcoming security holders' meeting or to authorize a proxy to vote on their behalf. It includes information about: the date, time and place of the meeting of security holders; revocability of proxy; dissenter's right of appraisal; persons making the solicitation; direct or indirect interest of certain persons in matters to be acted upon; modification or exchange of securities; financial statements; voting procedures; other details.


Form PRE 14A, which is also known as "preliminary proxy statement not related to a contested matter or merger/acquisition", is required under Section 14(a) of the Securities Exchange Act of 1934. This form is filed with the SEC when a preliminary proxy statement is given to shareholders and helps the SEC ensure that shareholders' rights are upheld.

  1. Security

    A financial instrument that represents an ownership position ...
  2. Acquisition

    A corporate action in which a company buys most, if not all, ...
  3. SEC Form PRES14A

    A now-obsolete filing with the Securities and Exchange Commission ...
  4. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  5. Merger

    The combining of two or more companies, generally by offering ...
  6. Proxy

    1. An agent legally authorized to act on behalf of another party. ...
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