SEC Form PRE 14C

AAA

DEFINITION of 'SEC Form PRE 14C'

A filing with the Securities and Exchange Commission (SEC) that must be filed by a registrant needing to file a preliminary information statement related to a subject other than a merger, contested solicitation or special meeting. SEC Form PRE 14C provides security holders, who are entitled to vote on issues for which the company is not soliciting proxies, with information required by Schedule 14A. The form also provides information about the interest of certain persons in favor or in opposition to matters to be acted upon and proposals by security holders. The form is required to state that proxies are not solicited.

INVESTOPEDIA EXPLAINS 'SEC Form PRE 14C'

Form PRE 14C is required under Section 14(c) of the Securities Exchange Act of 1934. This form must be filed with the SEC 10 days before definitive information statements are distributed to shareholders and helps the SEC protect shareholders' rights by ensuring that they receive key information, clearly presented.

RELATED TERMS
  1. SEC Form PREM14A

    A filing with the Securities and Exchange Commission (SEC) that ...
  2. SEC Form PRE 14A

    A filing with the Securities and Exchange Commission (SEC) that ...
  3. SEC Form PRES14A

    A now-obsolete filing with the Securities and Exchange Commission ...
  4. SEC Form PREC14C

    A filing with the Securities and Exchange Commission (SEC) that ...
  5. SEC Form PRER14C

    A filing with the Securities and Exchange Commission (SEC) that ...
  6. Proxy

    1. An agent legally authorized to act on behalf of another party. ...
Related Articles
  1. Get A Job In Compliance
    Professionals

    Get A Job In Compliance

  2. SEC Filings: Forms You Need To Know
    Investing Basics

    SEC Filings: Forms You Need To Know

  3. Policing The Securities Market: An Overview ...
    Investing Basics

    Policing The Securities Market: An Overview ...

  4. Keeping An Eye On The Activities Of ...
    Options & Futures

    Keeping An Eye On The Activities Of ...

comments powered by Disqus
Hot Definitions
  1. Harvest Strategy

    A strategy in which investment in a particular line of business is reduced or eliminated because the revenue brought in by ...
  2. Stop-Limit Order

    An order placed with a broker that combines the features of stop order with those of a limit order. A stop-limit order will ...
  3. Pareto Principle

    A principle, named after economist Vilfredo Pareto, that specifies an unequal relationship between inputs and outputs. The ...
  4. Pareto Principle

    A principle, named after economist Vilfredo Pareto, that specifies an unequal relationship between inputs and outputs. The ...
  5. Budget Deficit

    A status of financial health in which expenditures exceed revenue. The term "budget deficit" is most commonly used to refer ...
  6. Floating Exchange Rate

    A country's exchange rate regime where its currency is set by the foreign-exchange market through supply and demand for that ...
Trading Center