SEC Form PRE13E3

Dictionary Says

Definition of 'SEC Form PRE13E3'


A filing with the Securities and Exchange Commission (SEC) that must be filed by a registrant as a part of proxy materials. Form PRE13E3 contains information regarding a summary of the: transaction's terms; subject company information; identity and background of the filing person; terms of the transaction; past transactions; purpose, effects, fairness and opinions of the transaction; source and amounts of funds to be used in the transaction; interest in securities of the subject company; the solicitation or recommendation; financial statements; persons/assets retained, employed, compensated or used; and additional information and exhibits.

Investopedia Says

Investopedia explains 'SEC Form PRE13E3'


Form PRE13E3, "Rule 13e-3 Transaction Statement", is required under Under Section 13(e) of the Securities Exchange Act of 1934. This form helps the SEC protect shareholders' rights by ensuring that they receive key information in a timely manner.


comments powered by Disqus
Hot Definitions
  1. Legal Monopoly

    A company that is operating as a monopoly under a government mandate. A legal monopoly offers a specific product or service at a regulated price and can either be independently run and government regulated, or government run and regulated.
  2. Closed-End Fund

    A closed-end fund is a publicly traded investment company that raises a fixed amount of capital through an initial public offering (IPO). The fund is then structured, listed and traded like a stock on a stock exchange.
  3. Payday Loan

    A type of short-term borrowing where an individual borrows a small amount at a very high rate of interest. The borrower typically writes a post-dated personal check in the amount they wish to borrow plus a fee in exchange for cash.
  4. Securitization

    The process through which an issuer creates a financial instrument by combining other financial assets and then marketing different tiers of the repackaged instruments to investors.
  5. Economic Forecasting

    The process of attempting to predict the future condition of the economy. This involves the use of statistical models utilizing variables sometimes called indicators.
  6. Chicago Mercantile Exchange - CME

    The world's second-largest exchange for futures and options on futures and the largest in the U.S. Trading involves mostly futures on interest rates, currency, equities, stock indices and agricultural products.
Trading Center