SEC Form T-3



An application for the qualification of an indenture that must be filed with the Securities and Exchange Commission (SEC). The SEC Form T-3 must provide the form of business of the applicant, as well as its state of residence. The second part of the application states why the applicant should not have to register the indenture.


This form is required by the Trust Indenture Act of 1939. However, it is only necessary when the proposed securities to be issued are exempt from registration under the Securities Act of 1933.

Related Forms:
Form T-6
Form T-4

  1. Indenture

    A legal and binding contract between a bond issuer and the bondholders.
  2. Trust Indenture Act of 1939

    A law passed in 1939 that prohibits bond issues valued at over ...
  3. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  4. SEC Form F-1

    A filing with the Securities and Exchange Commission (SEC) required ...
  5. Securities Act Of 1933

    A federal piece of legislation enacted as a result of the market ...
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    The minimum amount of equity that must be maintained in a margin ...
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