SEC Form T-3

DEFINITION of 'SEC Form T-3'

An application for the qualification of an indenture that must be filed with the Securities and Exchange Commission (SEC). The SEC Form T-3 must provide the form of business of the applicant, as well as its state of residence. The second part of the application states why the applicant should not have to register the indenture.

BREAKING DOWN 'SEC Form T-3'

This form is required by the Trust Indenture Act of 1939. However, it is only necessary when the proposed securities to be issued are exempt from registration under the Securities Act of 1933.

Related Forms:
Form T-6
Form T-4

RELATED TERMS
  1. SEC Form T-4

    An application for exemption from certain sections of the Trust ...
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    A legal and binding contract between a bond issuer and the bondholders. ...
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    The application for the designation of a new trustee. SEC Form ...
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RELATED FAQS
  1. What is an indenture for a fixed income security?

    Learn about the indenture for a fixed-income security and its features, as well as the role of the trustee in administering ... Read Answer >>
  2. How do I know if I am buying unregistered securities or stocks?

    All securities, including stocks, bonds and notes, must be registered with the Securities and Exchange Commission (SEC) before ... Read Answer >>
  3. If an issuer wishes to register a security in the state ...

    The correct answer is a. Registration by coordination is permitted when the issuer has filed a registration application with ... Read Answer >>
  4. What are unregistered securities or stocks?

    Before securities, like stocks, bonds and notes, can be offered for sale to the public, they first must be registered with ... Read Answer >>
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    Each year, millions of Americans lose money to con artists who convince them to invest in companies through "private offerings" ... Read Answer >>
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    Understand the process of applying for Social Security benefits, the kinds of information and documentation you need, and ... Read Answer >>
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