SEC Form U-13E-1

AAA

DEFINITION of 'SEC Form U-13E-1'

A report that must be filed with the Securities and Exchange Commission (SEC) by any affiliate service company or other company that provides services as its primary activity. The report must contain the name, address, form of organization and name of contact individual with the SEC. It must also provide the names and addresses as well as the compensation of all officers and directors of the company.

INVESTOPEDIA EXPLAINS 'SEC Form U-13E-1'

This report was required by rule 95 under the Public Utility Holding Company Act. It is now obsolete.

Related Forms:
U-2
U-13-60

RELATED TERMS
  1. Board Of Directors - B Of D

    A group of individuals that are elected as, or elected to act ...
  2. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  3. Remuneration

    Payment or compensation received for services or employment. ...
  4. SEC Form F-1

    A filing with the Securities and Exchange Commission (SEC) required ...
  5. Plant Patent

    An intellectual property right that protects a new and unique ...
  6. Patent Agent

    A professional licensed by the United States Patent and Trademark ...
Related Articles
  1. SEC Filings: Forms You Need To Know
    Investing Basics

    SEC Filings: Forms You Need To Know

  2. Policing The Securities Market: An Overview ...
    Investing Basics

    Policing The Securities Market: An Overview ...

  3. Where can I find a company's annual ...
    Investing

    Where can I find a company's annual ...

  4. What parties are involved in the creation ...
    Investing

    What parties are involved in the creation ...

comments powered by Disqus
Hot Definitions
  1. Halloween Massacre

    Canada's decision to tax all income trusts domiciled in Canada. In October 2006, Canada's minister of finance, Jim Flaherty, ...
  2. Zombies

    Companies that continue to operate even though they are insolvent or near bankruptcy. Zombies often become casualties to ...
  3. Witching Hour

    The last hour of stock trading between 3pm (when the bond market closes) and 4pm EST. Witching hour is typically controlled ...
  4. October Effect

    The theory that stocks tend to decline during the month of October. The October effect is considered mainly to be a psychological ...
  5. Repurchase Agreement - Repo

    A form of short-term borrowing for dealers in government securities.
  6. Correlation

    In the world of finance, a statistical measure of how two securities move in relation to each other. Correlations are used ...
Trading Center