SEC Form U-33-S

DEFINITION of 'SEC Form U-33-S'

An annual report that foreign utility companies must file with the SEC. The SEC Form U-33-S contains the identity, location and business address of the company and a basic description of its facilities. Any debts and financial obligations must be reported as well.

BREAKING DOWN 'SEC Form U-33-S'

This form was required under section 33(e) of the Public Utility Company Holding Act. It is now obsolete.

Related Forms:
Form U-57

RELATED TERMS
  1. SEC Form S-2

    A form from the Securities and Exchange Commission (SEC) that ...
  2. SEC Form 13F

    A filing with the Securities and Exchange Commission (SEC), also ...
  3. SEC Form U-3A-2

    A statement that must be filed with the SEC by any holding company ...
  4. SEC Form 10-KSB

    A filing with the Securities and Exchange Commission (SEC), also ...
  5. SEC Form 10-QSB

    A filing with the Securities and Exchange Commission (SEC), also ...
  6. SEC Form T-2

    A statement of eligibility for an individual trustee that must ...
Related Articles
  1. Popular Resources for Equity Research and Analysis: Chapter 2: The SEC Website

    Second to the company investor relations sites is the direct SEC website at www.sec.gov. Investors can learn quite a bit about the securities industry from the SEC. The forms page, which details ...
  2. Investing Basics

    How A Company Files With The SEC

    Filing with the SEC is not as complicated as you might thing -- just be meticulous about following the steps.
  3. Economics

    Understanding the SEC

    The SEC's triple mandate of investor protection, maintenance of orderly markets and facilitation of capital formation makes it a vital player in capital markets.
  4. Markets

    How To Efficiently Read An Annual Report

    Learn how to read between the lines and decipher the actual condition of a company.
  5. Fundamental Analysis

    EDGAR: Investors' One-Stop-Shop For Company Filings

    You can learn a lot about any listed company through this system - if you know how to use it.
  6. Personal Finance

    The Biggest SEC Investigations Of 2010

    2010 was a busy year for the SEC. Find out which companies ended up on their naughty list.
  7. Taxes

    6 Tax Forms for Investors Who Have Money Abroad

    If you're a U.S. citizen or resident, and you own assets in other countries, you might need to file these six forms with the government.
  8. Term

    The Annual Report Is a Public Company's Obligation

    The annual report is a yearly publication that public corporations provide to shareholders to describe the company’s operations and financial condition.
  9. Investing News

    Is This the End of Quarterly Earnings Reports?

    The SEC has issued a concept release calling for public comment on the requirement to submit quarterly earnings. Depending on the feedback, the practice may end.
  10. Investing Basics

    What is a Public Company?

    A public company has sold stock to the public through an initial public offering (IPO) and that stock is currently traded on a public stock exchange.
RELATED FAQS
  1. What are unregistered securities or stocks?

    Before securities, like stocks, bonds and notes, can be offered for sale to the public, they first must be registered with ... Read Answer >>
  2. How often do mutual funds report their holdings?

    Learn how mutual funds are required by the Securities and Exchange Commission to disclose their portfolio holdings on a quarterly ... Read Answer >>
  3. How does the privatization of a publicly traded company work?

    Find out how a publicly traded company can privatize and remove itself from listed stock exchanges and out from under the ... Read Answer >>
  4. What are the differences between a 10-K report and a firm's own annual report?

    Understand the key differences between a corporation's own annual report and its 10-K report filed with the SEC and how investors ... Read Answer >>
  5. What kind of investors buy utility stocks?

    Take a look at why income investors like utilities, why value investors might like utilities and why growth investors tend ... Read Answer >>
  6. What information does the SEC require in an investment company's prospectus?

    Understand the lengthy list of required information that investment companies such as mutual funds must include in a prospectus ... Read Answer >>
Hot Definitions
  1. Goldilocks Economy

    An economy that is not so hot that it causes inflation, and not so cold that it causes a recession. This term is used to ...
  2. White Squire

    Very similar to a "white knight", but instead of purchasing a majority interest, the squire purchases a lesser interest in ...
  3. MACD Technical Indicator

    Moving Average Convergence Divergence (or MACD) is a trend-following momentum indicator that shows the relationship between ...
  4. Over-The-Counter - OTC

    Over-The-Counter (or OTC) is a security traded in some context other than on a formal exchange such as the NYSE, TSX, AMEX, ...
  5. Quarter - Q1, Q2, Q3, Q4

    A three-month period on a financial calendar that acts as a basis for the reporting of earnings and the paying of dividends.
  6. Weighted Average Cost Of Capital - WACC

    Weighted average cost of capital (WACC) is a calculation of a firm's cost of capital in which each category of capital is ...
Trading Center