SEC Form U-7D



A certificate that summarizes the leasing arrangements of any kind of utility facility by a prospective utility holding company. The SEC Form U-7D contains a breakdown of the cost of the facility, as well as financing terms and a description of the facility itself. The term of the lease must also be included, and estimations or substitutions can be made if definitive information is not yet available.


Form U-7D is required by rule 7(d) of the Public Utility Holding Company Act of 1935. It must be submitted in triplicate within 30 days of the lease being granted. Holding companies that do not do so are in violation of the act.

Related Filings:
Form U-7-1

  1. Holding Company

    A parent corporation that owns enough voting stock in another ...
  2. Securities And Exchange Commission ...

    A government commission created by Congress to regulate the securities ...
  3. SEC Form F-1

    A filing with the Securities and Exchange Commission (SEC) required ...
  4. Lease

    A legal document outlining the terms under which one party agrees ...
  5. Novation

    1.The act of replacing one participating member of a contract ...
  6. Maintenance Margin

    The minimum amount of equity that must be maintained in a margin ...
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